# New Southern Advisory Services

> New Southern Advisory Services is a state-registered investment advisory firm in Germantown, TN, registered since 2011, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 7, 2026.

- CRD: 158724
- Filed as: NEW SOUTHERN ADVISORY SERVICES
- Legal name: New Southern Advisory Services, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Germantown, TN
- Filing period: October 2026
- Form ADV filing dated: August 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/158724
- AdvisorCensus page: https://advisorcensus.com/firm/new-southern-advisory-services-germantown-tn-158724

## Quick answers

**How is New Southern Advisory Services compensated?**
On its Form ADV (Item 5.E, October 2026), New Southern Advisory Services reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is New Southern Advisory Services located?**
New Southern Advisory Services' principal office is in Germantown, TN, according to its Form ADV.

**Is New Southern Advisory Services registered with the SEC or a state?**
New Southern Advisory Services is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 158724.

**How much does New Southern Advisory Services manage?**
New Southern Advisory Services reports $40,213,000 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (0% discretionary).

**What types of clients does New Southern Advisory Services serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (13); individuals (other than high net worth individuals) (8).

**Does New Southern Advisory Services report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/158724

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $40,213,000
- Discretionary: $0
- Non-discretionary: $40,213,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $3,667,000 |
| High net worth individuals | 13 | $36,546,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2011 (15 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, TN
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/158724

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. New Southern Advisory Services (CRD 158724): Form ADV filing data as of October 2026.