# New Legacy Group, LLC

> New Legacy Group, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 30, 2026.

- CRD: 160969
- Filed as: NEW LEGACY GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: June 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160969
- AdvisorCensus page: https://advisorcensus.com/firm/new-legacy-group-llc-new-york-ny-160969

## Quick answers

**How is New Legacy Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), New Legacy Group, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is New Legacy Group, LLC located?**
New Legacy Group, LLC's principal office is in New York, NY, according to its Form ADV.

**Is New Legacy Group, LLC registered with the SEC or a state?**
New Legacy Group, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160969.

**How much does New Legacy Group, LLC manage?**
New Legacy Group, LLC reports $1,283,689,220 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (100% discretionary).

**How have New Legacy Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for New Legacy Group, LLC: Regulatory assets under management: $400,489,000 in the October 2021 data and $1,283,689,220 in the October 2026 data, up 221%. Total employees: 12 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does New Legacy Group, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (31); high net worth individuals (7).

**Which custodians does New Legacy Group, LLC use?**
New Legacy Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Merrill Lynch, Pierce, Fenner & Smith Incorporated as a custodian holding 10% or more of its separately managed account assets.

**Does New Legacy Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160969

**What changed in New Legacy Group, LLC's recent Form ADV filings?**
In the July 2026 filing data: Employees performing advisory functions went from 8 to 6.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Merrill Lynch, Pierce, Fenner & Smith Incorporated

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,283,689,220
- Discretionary: $1,283,689,220
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 7 | $137,137,205 |
| Pooled investment vehicles (other than investment companies and business development companies) | 31 | $1,146,552,015 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 17 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- crunchbase.com/ORGANIZATION/NEW-LEGACY-GROUP
- newlegacy.com
- LinkedIn @NEW-LEGACY

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $400,489,000 | 12 | July 23, 2021 |
| October 2022 | $816,187,000 | 12 | July 13, 2022 |
| October 2023 | $357,212,000 | 14 | August 23, 2023 |
| October 2024 | $444,593,000 | 14 | March 28, 2024 |
| October 2025 | $707,851,640 | 13 | March 31, 2025 |
| October 2026 | $1,283,689,220 | 17 | June 30, 2026 |

Regulatory assets under management: $400,489,000 in the October 2021 data and $1,283,689,220 in the October 2026 data, up 221%.
Total employees: 12 in October 2021 and 17 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Employees performing advisory functions went from 8 to 6.

### April 2026
- Employees performing advisory functions went from 9 to 8.
- Regulatory assets under management went from $707,851,640 to $1,283,689,220 (+81%).
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. New Legacy Group, LLC (CRD 160969): Form ADV filing data as of October 2026.