{ "crd_number": 163897, "slug": "new-leaf-venture-partners-new-york-ny-163897", "primary_business_name": "NEW LEAF VENTURE PARTNERS", "legal_name": "NEW LEAF VENTURE PARTNERS LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2015-01-15", "years_registered": 11, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 408413605.0, "raum_discretionary": 408413605.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 4, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 408413605.0, "count": 9 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "NY" ], "websites": [ "https://linkedin.com/COMPANY/NEW-LEAF-VENTURE-PARTNERS", "https://nlvpartners.com", "https://twitter.com/NLVPARTNERS" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/163897", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/new-leaf-venture-partners-new-york-ny-163897", "display_name": "New Leaf Venture Partners", "summary": "New Leaf Venture Partners is an SEC-registered investment advisory firm in New York, NY, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. New Leaf Venture Partners (CRD 163897): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is New Leaf Venture Partners compensated?", "a": "On its Form ADV (Item 5.E, October 2026), New Leaf Venture Partners reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is New Leaf Venture Partners located?", "a": "New Leaf Venture Partners' principal office is in New York, NY, according to its Form ADV." }, { "q": "Is New Leaf Venture Partners registered with the SEC or a state?", "a": "New Leaf Venture Partners is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 163897." }, { "q": "How much does New Leaf Venture Partners manage?", "a": "New Leaf Venture Partners reports $408,413,605 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have New Leaf Venture Partners' assets and staff changed since 2021?", "a": "In the Form ADV data for New Leaf Venture Partners: Regulatory assets under management: $827,535,743 in the October 2021 data and $408,413,605 in the October 2026 data, down 51%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does New Leaf Venture Partners serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9)." }, { "q": "Does New Leaf Venture Partners report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/163897" }, { "q": "What changed in New Leaf Venture Partners' recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $465,074,503 to $408,413,605 (-12%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 827535743.0, "total_employees": 5, "filing_date": "2021-03-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 745506112.0, "total_employees": 4, "filing_date": "2022-07-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 605472129.0, "total_employees": 5, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 580046171.0, "total_employees": 5, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 465074503.0, "total_employees": 4, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 408413605.0, "total_employees": 4, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $465,074,503 to $408,413,605 (-12%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/new-leaf-venture-partners-new-york-ny-163897.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 9, "fewer_than_5": false, "raum": 408413605.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/163897", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }