# New Harbor Capital

> New Harbor Capital is an SEC-registered investment advisory firm in Chicago, IL, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 26, 2026.

- CRD: 283319
- Filed as: NEW HARBOR CAPITAL
- Legal name: New Harbor Capital Management, LP
- Also doing business as: NEW HARBOR ASSOCIATES LLC, NEW HARBOR CAPITAL MANAGEMENT II LLC, NEW HARBOR CAPITAL MANAGEMENT LLC, NEW HARBOR MANAGEMENT III LLC, NEW HARBOR MANAGEMENT IV LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: May 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/283319
- AdvisorCensus page: https://advisorcensus.com/firm/new-harbor-capital-chicago-il-283319

## Quick answers

**How is New Harbor Capital compensated?**
On its Form ADV (Item 5.E, October 2026), New Harbor Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is New Harbor Capital located?**
New Harbor Capital's principal office is in Chicago, IL, according to its Form ADV.

**Is New Harbor Capital registered with the SEC or a state?**
New Harbor Capital is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 283319.

**How much does New Harbor Capital manage?**
New Harbor Capital reports $1,093,809,996 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (100% discretionary).

**How have New Harbor Capital's assets and staff changed since 2021?**
In the Form ADV data for New Harbor Capital: Regulatory assets under management: $890,451,823 in the October 2021 data and $1,093,809,996 in the October 2026 data, up 23%. Total employees: 14 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does New Harbor Capital serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (11).

**Does New Harbor Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283319

**What changed in New Harbor Capital's recent Form ADV filings?**
In the April 2026 filing data: Added the business name New Harbor Management IV LLC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $1,093,809,996
- Discretionary: $1,093,809,996
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $1,093,809,996 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 18 total, 15 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- newharborcap.com
- LinkedIn @NEW-HARBOR-CAPITAL-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $890,451,823 | 14 | March 30, 2021 |
| October 2022 | $840,383,271 | 19 | March 29, 2022 |
| October 2023 | $922,306,811 | 20 | March 30, 2023 |
| October 2024 | $973,259,320 | 19 | August 29, 2024 |
| October 2025 | $998,277,258 | 18 | March 31, 2025 |
| October 2026 | $1,093,809,996 | 18 | May 26, 2026 |

Regulatory assets under management: $890,451,823 in the October 2021 data and $1,093,809,996 in the October 2026 data, up 23%.
Total employees: 14 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Added the business name New Harbor Management IV LLC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. New Harbor Capital (CRD 283319): Form ADV filing data as of October 2026.