{ "crd_number": 141573, "slug": "new-england-retirement-consultants-llc-boston-ma-141573", "primary_business_name": "NEW ENGLAND RETIREMENT CONSULTANTS, LLC", "legal_name": "NEW ENGLAND RETIREMENT CONSULTANTS, LLC", "dbas": [], "city": "Boston", "state": "MA", "country": "United States", "cbsa_code": "14460", "metro": { "cbsa_code": "14460", "common_name": "Boston", "msa_name": "Boston-Cambridge-Newton, MA-NH", "path": "/advisors/ma/boston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-02-03", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-02-27", "carried_forward": false, "raum_total": 2113790906.0, "raum_discretionary": 112673527.0, "raum_non_discretionary": 2001117379.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 3, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "pension_profit_sharing": { "raum": 2113790906.0, "count": 14 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "pension_consulting" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT", "MA", "ME", "NH" ], "websites": [ "https://ne-rc.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141573", "city_as_filed": "BOSTON", "url": "https://advisorcensus.com/firm/new-england-retirement-consultants-llc-boston-ma-141573", "display_name": "New England Retirement Consultants, LLC", "summary": "New England Retirement Consultants, LLC is an SEC-registered investment advisory firm in Boston, MA, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 27, 2026.", "citation": "AdvisorCensus. New England Retirement Consultants, LLC (CRD 141573): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Pension consulting services" ], "quick_answers": [ { "q": "How is New England Retirement Consultants, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), New England Retirement Consultants, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is New England Retirement Consultants, LLC located?", "a": "New England Retirement Consultants, LLC's principal office is in Boston, MA, according to its Form ADV." }, { "q": "Is New England Retirement Consultants, LLC registered with the SEC or a state?", "a": "New England Retirement Consultants, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 141573." }, { "q": "How much does New England Retirement Consultants, LLC manage?", "a": "New England Retirement Consultants, LLC reports $2,113,790,906 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (5% discretionary)." }, { "q": "How have New England Retirement Consultants, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for New England Retirement Consultants, LLC: Regulatory assets under management: $1,526,608,928 in the October 2021 data and $2,113,790,906 in the October 2026 data, up 38%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does New England Retirement Consultants, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (14)." }, { "q": "Does New England Retirement Consultants, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141573" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1526608928.0, "total_employees": 3, "filing_date": "2021-03-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1512672011.0, "total_employees": 3, "filing_date": "2022-03-16" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1649801220.0, "total_employees": 3, "filing_date": "2023-06-01" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1793515209.0, "total_employees": 3, "filing_date": "2024-03-11" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1935869183.0, "total_employees": 3, "filing_date": "2025-03-20" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2113790906.0, "total_employees": 3, "filing_date": "2026-02-27" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/new-england-retirement-consultants-llc-boston-ma-141573.md", "clients": [ { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 14, "fewer_than_5": false, "raum": 2113790906.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141573", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }