# New England Asset Management, Inc.

> New England Asset Management, Inc. is an SEC-registered investment advisory firm in Farmington, CT, registered since 1984, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 105900
- Filed as: NEW ENGLAND ASSET MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Farmington, CT
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105900
- AdvisorCensus page: https://advisorcensus.com/firm/new-england-asset-management-inc-farmington-ct-105900

## Quick answers

**How is New England Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), New England Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is New England Asset Management, Inc. located?**
New England Asset Management, Inc.'s principal office is in Farmington, CT, according to its Form ADV.

**Is New England Asset Management, Inc. registered with the SEC or a state?**
New England Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 105900.

**How much does New England Asset Management, Inc. manage?**
New England Asset Management, Inc. reports $111,718,023,582 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (78% discretionary).

**How have New England Asset Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for New England Asset Management, Inc.: Regulatory assets under management: $90,129,242,925 in the October 2021 data and $111,718,023,582 in the October 2026 data, up 24%. Total employees: 98 in October 2021 and 122 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does New England Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: insurance companies (128); state or municipal government entities (including government pension plans) (14); pooled investment vehicles (other than investment companies and business development companies) (3).

**Which custodians does New England Asset Management, Inc. use?**
New England Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, JP Morgan Chase and U.S. Bank, NA. as custodians holding 10% or more of its separately managed account assets.

**Does New England Asset Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105900

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon
- JP Morgan Chase
- U.S. Bank, NA.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $111,718,023,582
- Discretionary: $87,309,518,834
- Non-discretionary: $24,408,504,748

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | $41,274,738 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $51,599,059 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $12,329,789 |
| State or municipal government entities (including government pension plans) | 14 | $15,231,068,366 |
| Insurance companies | 128 | $96,381,751,630 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters

### Firm details
- Registered since: 1984 (41 years)
- Employees: 122 total, 56 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, IL, LA, NV, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- neamgroup.com
- LinkedIn @new_england_asset_management
- X @neam_Group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $90,129,242,925 | 98 | March 26, 2021 |
| October 2022 | $97,562,570,620 | 98 | April 8, 2022 |
| October 2023 | $100,455,084,282 | 100 | March 28, 2023 |
| October 2024 | $95,235,028,580 | 112 | July 30, 2024 |
| October 2025 | $103,192,772,705 | 122 | March 28, 2025 |
| October 2026 | $111,718,023,582 | 122 | March 31, 2026 |

Regulatory assets under management: $90,129,242,925 in the October 2021 data and $111,718,023,582 in the October 2026 data, up 24%.
Total employees: 98 in October 2021 and 122 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. New England Asset Management, Inc. (CRD 105900): Form ADV filing data as of October 2026.