{ "crd_number": 105900, "slug": "new-england-asset-management-inc-farmington-ct-105900", "primary_business_name": "NEW ENGLAND ASSET MANAGEMENT, INC.", "legal_name": "NEW ENGLAND ASSET MANAGEMENT, INC.", "dbas": [], "city": "Farmington", "state": "CT", "country": "United States", "cbsa_code": "25540", "metro": { "cbsa_code": "25540", "common_name": "Hartford", "msa_name": "Hartford-West Hartford-East Hartford, CT", "path": "/advisors/ct/hartford" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1984-10-24", "years_registered": 41, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 111718023582.0, "raum_discretionary": 87309518834.0, "raum_non_discretionary": 24408504748.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 122, "advisory_employees": 56, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "state_municipal": { "raum": 15231068366.0, "count": 14 }, "insurance_companies": { "raum": 96381751630.0, "count": 128 }, "pension_profit_sharing": { "raum": 12329789.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 41274738.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 51599059.0, "count": 3 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CT", "IL", "LA", "NV", "TX" ], "websites": [ "https://linkedin.com/company/new_england_asset_management", "https://neamgroup.com", "https://twitter.com/neam_Group" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105900", "city_as_filed": "FARMINGTON", "url": "https://advisorcensus.com/firm/new-england-asset-management-inc-farmington-ct-105900", "display_name": "New England Asset Management, Inc.", "summary": "New England Asset Management, Inc. is an SEC-registered investment advisory firm in Farmington, CT, registered since 1984, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. New England Asset Management, Inc. (CRD 105900): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Publication of periodicals or newsletters" ], "quick_answers": [ { "q": "How is New England Asset Management, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), New England Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is New England Asset Management, Inc. located?", "a": "New England Asset Management, Inc.'s principal office is in Farmington, CT, according to its Form ADV." }, { "q": "Is New England Asset Management, Inc. registered with the SEC or a state?", "a": "New England Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 105900." }, { "q": "How much does New England Asset Management, Inc. manage?", "a": "New England Asset Management, Inc. reports $111,718,023,582 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (78% discretionary)." }, { "q": "How have New England Asset Management, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for New England Asset Management, Inc.: Regulatory assets under management: $90,129,242,925 in the October 2021 data and $111,718,023,582 in the October 2026 data, up 24%. Total employees: 98 in October 2021 and 122 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does New England Asset Management, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: insurance companies (128); state or municipal government entities (including government pension plans) (14); pooled investment vehicles (other than investment companies and business development companies) (3)." }, { "q": "Which custodians does New England Asset Management, Inc. use?", "a": "New England Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, JP Morgan Chase and U.S. Bank, NA. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does New England Asset Management, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105900" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 90129242925.0, "total_employees": 98, "filing_date": "2021-03-26" }, { "period": "2022-10-01", "regulatory_assets_under_management": 97562570620.0, "total_employees": 98, "filing_date": "2022-04-08" }, { "period": "2023-10-01", "regulatory_assets_under_management": 100455084282.0, "total_employees": 100, "filing_date": "2023-03-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 95235028580.0, "total_employees": 112, "filing_date": "2024-07-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 103192772705.0, "total_employees": 122, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 111718023582.0, "total_employees": 122, "filing_date": "2026-03-31" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "BNY Mellon", "name_as_filed": "BNY MELLON", "affiliated": false }, { "name": "JP Morgan Chase", "name_as_filed": "JP MORGAN CHASE", "affiliated": false }, { "name": "U.S. Bank, NA.", "name_as_filed": "U.S. BANK, NA.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/new-england-asset-management-inc-farmington-ct-105900.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": null, "fewer_than_5": true, "raum": 41274738.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 51599059.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 12329789.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 14, "fewer_than_5": false, "raum": 15231068366.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 128, "fewer_than_5": false, "raum": 96381751630.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105900", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }