{ "crd_number": 327224, "slug": "new-day-wealth-management-llc-russellville-ar-327224", "primary_business_name": "NEW DAY WEALTH MANAGEMENT, LLC", "legal_name": "NEW DAY WEALTH MANAGEMENT, LLC", "dbas": [], "city": "Russellville", "state": "AR", "country": "United States", "cbsa_code": "40780", "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2023-12-15", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-02-18", "carried_forward": false, "raum_total": 355140.0, "raum_discretionary": 0.0, "raum_non_discretionary": 355140.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 2, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 355140.0, "count": 8 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "AR", "CA", "TX" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/327224", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "RUSSELLVILLE", "url": "https://advisorcensus.com/firm/new-day-wealth-management-llc-russellville-ar-327224", "display_name": "New Day Wealth Management, LLC", "summary": "New Day Wealth Management, LLC is an SEC-registered investment advisory firm in Russellville, AR, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.", "citation": "AdvisorCensus. New Day Wealth Management, LLC (CRD 327224): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is New Day Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), New Day Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "How much does New Day Wealth Management, LLC charge?", "a": "Its Form ADV Part 2A brochure dated July 17, 2025 states: Hourly rate: $400 an hour (fees or future consultations). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is New Day Wealth Management, LLC located?", "a": "New Day Wealth Management, LLC's principal office is in Russellville, AR, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is New Day Wealth Management, LLC registered with the SEC or a state?", "a": "New Day Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327224." }, { "q": "How much does New Day Wealth Management, LLC manage?", "a": "New Day Wealth Management, LLC reports $355,140 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (0% discretionary)." }, { "q": "How have New Day Wealth Management, LLC's assets and staff changed since 2024?", "a": "In the Form ADV data for New Day Wealth Management, LLC: Regulatory assets under management: $0 in the October 2024 data and $355,140 in the October 2026 data. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does New Day Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8)." }, { "q": "Does New Day Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327224" }, { "q": "Does New Day Wealth Management, LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated July 17, 2025 says: \"Portfolio design is offered to all clients and there is no minimum account size for this service.\" \"There is no minimum account size to open an account.\"" } ], "filing_history": [ { "period": "2024-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 2, "filing_date": "2024-03-06" }, { "period": "2025-10-01", "regulatory_assets_under_management": 355140.0, "total_employees": 2, "filing_date": "2025-07-17" }, { "period": "2026-10-01", "regulatory_assets_under_management": 355140.0, "total_employees": 2, "filing_date": "2026-02-18" } ], "recent_changes": [], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated July 17, 2025", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [ "Hourly rate: $400 an hour (fees or future consultations)" ], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "Portfolio design is offered to all clients and there is no minimum account size for this service.", "There is no minimum account size to open an account." ] }, { "label": "Planning fee", "statements": [ "Hourly rate: $400 an hour (fees or future consultations)" ], "quotes": [ "Some clients prefer to be charged on a pure time basis. In those cases, fees or future consultations are billed at a rate of $400 per hour, payable at the time of services." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [ { "kind": "hourly", "amount": 400.0, "min": null, "max": null, "period": "hour", "service": "fees or future consultations" } ] }, "quotes": [ "Portfolio design is offered to all clients and there is no minimum account size for this service.", "There is no minimum account size to open an account.", "Some clients prefer to be charged on a pure time basis. In those cases, fees or future consultations are billed at a rate of $400 per hour, payable at the time of services." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/new-day-wealth-management-llc-russellville-ar-327224.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 8, "fewer_than_5": false, "raum": 355140.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/327224", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }