# New China Capital Management Corp.

> New China Capital Management Corp. is an SEC-registered investment advisory firm in Stamford, CT, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 6, 2026.

- CRD: 295905
- Filed as: NEW CHINA CAPITAL MANAGEMENT CORP.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Stamford, CT
- Filing period: October 2026
- Form ADV filing dated: May 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/295905
- AdvisorCensus page: https://advisorcensus.com/firm/new-china-capital-management-corp-stamford-ct-295905

## Quick answers

**How is New China Capital Management Corp. compensated?**
On its Form ADV (Item 5.E, October 2026), New China Capital Management Corp. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is New China Capital Management Corp. located?**
New China Capital Management Corp.'s principal office is in Stamford, CT, according to its Form ADV.

**Is New China Capital Management Corp. registered with the SEC or a state?**
New China Capital Management Corp. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 295905.

**How much does New China Capital Management Corp. manage?**
New China Capital Management Corp. reports $233,720,000 in regulatory assets under management in its Form ADV filing dated May 6, 2026 (100% discretionary).

**How have New China Capital Management Corp.'s assets and staff changed since 2023?**
In the Form ADV data for New China Capital Management Corp.: Regulatory assets under management: $353,024,000 in the October 2023 data and $233,720,000 in the October 2026 data, down 34%. Total employees: 4 in October 2023 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does New China Capital Management Corp. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Does New China Capital Management Corp. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/295905

**What changed in New China Capital Management Corp.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $268,044,000 to $233,720,000 (-13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $233,720,000
- Discretionary: $233,720,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $233,720,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cathay-capital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $353,024,000 | 4 | May 8, 2023 |
| October 2024 | $278,907,000 | 4 | May 1, 2024 |
| October 2025 | $268,044,000 | 4 | May 8, 2025 |
| October 2026 | $233,720,000 | 4 | May 6, 2026 |

Regulatory assets under management: $353,024,000 in the October 2023 data and $233,720,000 in the October 2026 data, down 34%.
Total employees: 4 in October 2023 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $268,044,000 to $233,720,000 (-13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. New China Capital Management Corp. (CRD 295905): Form ADV filing data as of October 2026.