{
  "crd_number": 164826,
  "slug": "new-canaan-funding-mezzanine-llc-new-canaan-ct-164826",
  "primary_business_name": "NEW CANAAN FUNDING MEZZANINE LLC",
  "legal_name": "NEW CANAAN FUNDING MEZZANINE LLC",
  "dbas": [],
  "city": "New Canaan",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "14860",
  "metro": {
    "cbsa_code": "14860",
    "common_name": "Bridgeport",
    "msa_name": "Bridgeport-Stamford-Danbury, CT",
    "path": "/advisors/ct/bridgeport"
  },
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2013-01-23",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-03-18",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://newcanaanfunding.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164826",
  "city_as_filed": "NEW CANAAN",
  "url": "https://advisorcensus.com/firm/new-canaan-funding-mezzanine-llc-new-canaan-ct-164826",
  "display_name": "New Canaan Funding Mezzanine LLC",
  "summary": "New Canaan Funding Mezzanine LLC is an exempt reporting adviser in New Canaan, CT, filing reports since 2013. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. New Canaan Funding Mezzanine LLC (CRD 164826): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is New Canaan Funding Mezzanine LLC located?",
      "a": "New Canaan Funding Mezzanine LLC's principal office is in New Canaan, CT, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "How does New Canaan Funding Mezzanine LLC report to regulators?",
      "a": "New Canaan Funding Mezzanine LLC is an exempt reporting adviser, filing reports since 2013. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 164826."
    },
    {
      "q": "Does New Canaan Funding Mezzanine LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/164826"
    },
    {
      "q": "What changed in New Canaan Funding Mezzanine LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Added an office in Southlake, TX."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2021-03-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2022-03-17"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-03-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-03-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-03-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added an office in Southlake, TX."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/new-canaan-funding-mezzanine-llc-new-canaan-ct-164826.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164826",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}