# New AGE Alpha

> New AGE Alpha is an SEC-registered investment advisory firm in Rye, NY, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 18, 2026.

- CRD: 299011
- Filed as: NEW AGE ALPHA
- Legal name: New AGE Alpha Advisors, LLC
- Also doing business as: NAA
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rye, NY
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299011
- AdvisorCensus page: https://advisorcensus.com/firm/new-age-alpha-rye-ny-299011

## Quick answers

**How is New AGE Alpha compensated?**
On its Form ADV (Item 5.E, October 2026), New AGE Alpha reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is New AGE Alpha located?**
New AGE Alpha's principal office is in Rye, NY, according to its Form ADV.

**Is New AGE Alpha registered with the SEC or a state?**
New AGE Alpha is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 299011.

**How much does New AGE Alpha manage?**
New AGE Alpha reports $2,510,336,547 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (100% discretionary).

**How have New AGE Alpha's assets and staff changed since 2021?**
In the Form ADV data for New AGE Alpha: Regulatory assets under management: $89,039,918 in the October 2021 data and $2,510,336,547 in the October 2026 data, up 2719%. Total employees: 23 in October 2021 and 42 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does New AGE Alpha serve?**
By number of clients on Form ADV Item 5.D: investment companies (17); high net worth individuals (2); pooled investment vehicles (other than investment companies and business development companies) (2).

**Which custodians does New AGE Alpha use?**
New AGE Alpha's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does New AGE Alpha report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299011

**What changed in New AGE Alpha's recent Form ADV filings?**
In the December 2025 filing data: Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,510,336,547
- Discretionary: $2,510,336,547
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 2 | $891,838 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 17 | $2,239,128,592 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $255,212,431 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 1 | $4,945,494 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $10,158,192 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2019 (7 years)
- Employees: 42 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- buildyourindex.com
- naafunds.com
- newagealpha.com
- LinkedIn @newagealpha

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $89,039,918 | 23 | June 23, 2021 |
| October 2022 | $86,064,530 | 26 | September 28, 2022 |
| October 2023 | $131,431,240 | 28 | March 20, 2023 |
| October 2024 | $195,933,419 | 27 | May 24, 2024 |
| October 2025 | $2,619,568,656 | 43 | March 26, 2025 |
| October 2026 | $2,510,336,547 | 42 | February 18, 2026 |

Regulatory assets under management: $89,039,918 in the October 2021 data and $2,510,336,547 in the October 2026 data, up 2719%.
Total employees: 23 in October 2021 and 42 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. New AGE Alpha (CRD 299011): Form ADV filing data as of October 2026.