# Neville, Rodie & Shaw Inc

> Neville, Rodie & Shaw Inc is an SEC-registered investment advisory firm in New York, NY, registered since 1966, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 2, 2026.

- CRD: 104969
- Filed as: NEVILLE, RODIE & SHAW INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/104969
- AdvisorCensus page: https://advisorcensus.com/firm/neville-rodie-and-shaw-inc-new-york-ny-104969

## Quick answers

**How is Neville, Rodie & Shaw Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Neville, Rodie & Shaw Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Neville, Rodie & Shaw Inc located?**
Neville, Rodie & Shaw Inc's principal office is in New York, NY, according to its Form ADV.

**Is Neville, Rodie & Shaw Inc registered with the SEC or a state?**
Neville, Rodie & Shaw Inc is an SEC-registered investment advisory firm, registered since 1966. Status as filed: Approved. CRD 104969.

**How much does Neville, Rodie & Shaw Inc manage?**
Neville, Rodie & Shaw Inc reports $2,002,835,379 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (98% discretionary).

**How have Neville, Rodie & Shaw Inc's assets and staff changed since 2021?**
In the Form ADV data for Neville, Rodie & Shaw Inc: Regulatory assets under management: $1,514,825,355 in the October 2021 data and $2,002,835,379 in the October 2026 data, up 32%. Total employees: 14 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Neville, Rodie & Shaw Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (222); individuals (other than high net worth individuals) (98); charitable organizations (17).

**Which custodians does Neville, Rodie & Shaw Inc use?**
Neville, Rodie & Shaw Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon Capital Markets, LLC, Fidelity Distributors Company LLC and Franklin Mutual Advisers, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Neville, Rodie & Shaw Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104969

**Does Neville, Rodie & Shaw Inc state an account minimum?**
Its Form ADV Part 2A brochure dated January 7, 2026 says: "NRS generally requires a minimum account size of $1,000,000 for investment management services, to which exceptions are occasionally made for relatives and friends of existing clients."

**What changed in Neville, Rodie & Shaw Inc's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in DC, ME.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 7, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> NRS generally requires a minimum account size of $1,000,000 for investment management services, to which exceptions are occasionally made for relatives and friends of existing clients.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon Capital Markets, LLC
- Fidelity Distributors Company LLC
- Franklin Mutual Advisers, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,002,835,379
- Discretionary: $1,961,301,058
- Non-discretionary: $41,534,321

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 98 | $45,808,945 |
| High net worth individuals | 222 | $1,761,589,937 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $14,718,766 |
| Charitable organizations | 17 | $140,133,486 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 10 | $40,584,245 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1966 (59 years)
- Employees: 13 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, DE, FL, GA, LA, MA, MD, MT, NC, NH, NJ, NM, NY, OR, PA, SC, TN, TX, VA, VT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [nevrodie.com](https://nevrodie.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,514,825,355 | 14 | May 28, 2021 |
| October 2022 | $1,871,960,148 | 13 | September 26, 2022 |
| October 2023 | $1,589,348,247 | 13 | January 17, 2023 |
| October 2024 | $1,590,903,149 | 13 | January 25, 2024 |
| October 2025 | $1,919,850,395 | 13 | January 21, 2025 |
| October 2026 | $2,002,835,379 | 13 | September 2, 2026 |

Regulatory assets under management: $1,514,825,355 in the October 2021 data and $2,002,835,379 in the October 2026 data, up 32%.
Total employees: 14 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in DC, ME.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Neville, Rodie & Shaw Inc (CRD 104969): Form ADV filing data as of October 2026.