# Neumeier Poma Investment Counsel LLC

> Neumeier Poma Investment Counsel LLC is an SEC-registered investment advisory firm in Carmel, CA, registered since 1985, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 20, 2026.

- CRD: 110672
- Filed as: NEUMEIER POMA INVESTMENT COUNSEL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Carmel, CA
- Filing period: October 2026
- Form ADV filing dated: May 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110672
- AdvisorCensus page: https://advisorcensus.com/firm/neumeier-poma-investment-counsel-llc-carmel-ca-110672

## Quick answers

**How is Neumeier Poma Investment Counsel LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Neumeier Poma Investment Counsel LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Neumeier Poma Investment Counsel LLC located?**
Neumeier Poma Investment Counsel LLC's principal office is in Carmel, CA, according to its Form ADV.

**Is Neumeier Poma Investment Counsel LLC registered with the SEC or a state?**
Neumeier Poma Investment Counsel LLC is an SEC-registered investment advisory firm, registered since 1985. Status as filed: Approved. CRD 110672.

**How much does Neumeier Poma Investment Counsel LLC manage?**
Neumeier Poma Investment Counsel LLC reports $1,374,910,482 in regulatory assets under management in its Form ADV filing dated May 20, 2026 (100% discretionary).

**How have Neumeier Poma Investment Counsel LLC's assets and staff changed since 2021?**
In the Form ADV data for Neumeier Poma Investment Counsel LLC: Regulatory assets under management: $1,888,410,024 in the October 2021 data and $1,374,910,482 in the October 2026 data, down 27%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Neumeier Poma Investment Counsel LLC serve?**
By number of clients on Form ADV Item 5.D: charitable organizations (29); high net worth individuals (21); individuals (other than high net worth individuals) (17).

**Which custodians does Neumeier Poma Investment Counsel LLC use?**
Neumeier Poma Investment Counsel LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street Bank & Trust Company, The Bank of New York Mellon and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Neumeier Poma Investment Counsel LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110672

**What changed in Neumeier Poma Investment Counsel LLC's recent Form ADV filings?**
In the June 2026 filing data: Regulatory assets under management went from $1,094,761,365 to $1,374,910,482 (+26%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- State Street Bank & Trust Company
- The Bank of New York Mellon
- The Northern Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,374,910,482
- Discretionary: $1,374,910,482
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $8,615,566 |
| High net worth individuals | 21 | $129,458,108 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $66,335,907 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $161,226,053 |
| Charitable organizations | 29 | $493,536,847 |
| State or municipal government entities (including government pension plans) | 6 | $483,291,496 |
| Corporations or other businesses not listed above | Fewer than 5 | $32,446,505 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1985 (41 years)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- npsmallvalue.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,888,410,024 | 10 | May 19, 2021 |
| October 2022 | $1,684,290,649 | 10 | May 20, 2022 |
| October 2023 | $1,259,885,375 | 10 | May 24, 2023 |
| October 2024 | $1,275,914,769 | 11 | May 21, 2024 |
| October 2025 | $1,094,761,365 | 11 | May 20, 2025 |
| October 2026 | $1,374,910,482 | 11 | May 20, 2026 |

Regulatory assets under management: $1,888,410,024 in the October 2021 data and $1,374,910,482 in the October 2026 data, down 27%.
Total employees: 10 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Regulatory assets under management went from $1,094,761,365 to $1,374,910,482 (+26%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Neumeier Poma Investment Counsel LLC (CRD 110672): Form ADV filing data as of October 2026.