# Neuberger Berman Europe Limited

> Neuberger Berman Europe Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2013, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 6, 2026.

- CRD: 162267
- Filed as: NEUBERGER BERMAN EUROPE LIMITED
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: London, United Kingdom
- Filing period: October 2026
- Form ADV filing dated: May 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162267
- AdvisorCensus page: https://advisorcensus.com/firm/neuberger-berman-europe-limited-london-162267

## Quick answers

**How is Neuberger Berman Europe Limited compensated?**
On its Form ADV (Item 5.E, October 2026), Neuberger Berman Europe Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Neuberger Berman Europe Limited located?**
Neuberger Berman Europe Limited's principal office is in London, United Kingdom, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Neuberger Berman Europe Limited registered with the SEC or a state?**
Neuberger Berman Europe Limited is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 162267.

**How much does Neuberger Berman Europe Limited manage?**
Neuberger Berman Europe Limited reports $97,984,814,937 in regulatory assets under management in its Form ADV filing dated May 6, 2026 (100% discretionary).

**How have Neuberger Berman Europe Limited's assets and staff changed since 2021?**
In the Form ADV data for Neuberger Berman Europe Limited: Regulatory assets under management: $63,300,101,765 in the October 2021 data and $97,984,814,937 in the October 2026 data, up 55%. Total employees: 197 in October 2021 and 312 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Neuberger Berman Europe Limited serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (177); pension and profit sharing plans (but not the plan participants or government pension plans) (16); insurance companies (16).

**Which custodians does Neuberger Berman Europe Limited use?**
Neuberger Berman Europe Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citibank, National Association, JPMorgan Chase & Co., Northern Trust and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets.

**Does Neuberger Berman Europe Limited report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162267

**What changed in Neuberger Berman Europe Limited's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 60 to 79. Regulatory assets under management went from $79,990,553,799 to $97,984,814,937 (+22%). Added an office in Difc, Dubai.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Citibank, National Association
- JPMorgan Chase & Co.
- Northern Trust
- The Bank of New York Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $97,984,814,937
- Discretionary: $97,908,140,503
- Non-discretionary: $76,674,434

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 1 | $109,837,935 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 177 | $71,841,158,601 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 16 | $10,010,889,611 |
| Charitable organizations | 2 | $66,064,075 |
| State or municipal government entities (including government pension plans) | 6 | $1,947,659,482 |
| Other investment advisers | 9 | $3,985,045,966 |
| Insurance companies | 16 | $4,252,486,682 |
| Sovereign wealth funds and foreign official institutions | 8 | $4,888,116,125 |
| Corporations or other businesses not listed above | 4 | $881,047,268 |
| Other | 2 | $2,509,192 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2013 (13 years)
- Employees: 312 total, 79 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162267

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Difc, Dubai

### Websites listed on Form ADV (Item 1.I)
- [nb.com/EUROPE](https://nb.com/EUROPE)
- LinkedIn @neuberger-berman
- X @NEUBERGERBERMAN

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $63,300,101,765 | 197 | June 10, 2021 |
| October 2022 | $43,372,269,626 | 218 | March 30, 2022 |
| October 2023 | $64,460,250,650 | 233 | March 28, 2023 |
| October 2024 | $79,365,736,698 | 274 | May 10, 2024 |
| October 2025 | $79,990,553,799 | 291 | March 31, 2025 |
| October 2026 | $97,984,814,937 | 312 | May 6, 2026 |

Regulatory assets under management: $63,300,101,765 in the October 2021 data and $97,984,814,937 in the October 2026 data, up 55%.
Total employees: 197 in October 2021 and 312 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 60 to 79.
- Regulatory assets under management went from $79,990,553,799 to $97,984,814,937 (+22%).
- Added an office in Difc, Dubai.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Neuberger Berman Europe Limited (CRD 162267): Form ADV filing data as of October 2026.
