{
  "crd_number": 300813,
  "slug": "neuberger-berman-aifm-luxembourg-sarl-luxembourg-300813",
  "primary_business_name": "NEUBERGER BERMAN AIFM LUXEMBOURG SARL",
  "legal_name": "NEUBERGER BERMAN AIFM SARL",
  "dbas": [
    "NEUBERGER BERMAN AIFM SARL"
  ],
  "city": "Luxembourg",
  "state": null,
  "country": "Luxembourg",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2020-03-25",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 1,
  "states_registered": [],
  "websites": [
    "https://nb.com.eu/EN/LU/financial-professionals",
    "https://nb.com.eu/EN/LU/institutions"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/300813",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "LUXEMBOURG",
  "url": "https://advisorcensus.com/firm/neuberger-berman-aifm-luxembourg-sarl-luxembourg-300813",
  "display_name": "Neuberger Berman Aifm Luxembourg Sarl",
  "summary": "Neuberger Berman Aifm Luxembourg Sarl is an exempt reporting adviser in Luxembourg, Luxembourg, filing reports since 2020. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. Neuberger Berman Aifm Luxembourg Sarl (CRD 300813): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is Neuberger Berman Aifm Luxembourg Sarl located?",
      "a": "Neuberger Berman Aifm Luxembourg Sarl's principal office is in Luxembourg, Luxembourg, according to its Form ADV; the May 2025 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "How does Neuberger Berman Aifm Luxembourg Sarl report to regulators?",
      "a": "Neuberger Berman Aifm Luxembourg Sarl is an exempt reporting adviser, filing reports since 2020. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 300813."
    },
    {
      "q": "Does Neuberger Berman Aifm Luxembourg Sarl report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/300813"
    },
    {
      "q": "What changed in Neuberger Berman Aifm Luxembourg Sarl's recent Form ADV filings?",
      "a": "In the April 2026 filing data: No longer lists an office in Milan."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-04-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "No longer lists an office in Milan."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/neuberger-berman-aifm-luxembourg-sarl-luxembourg-300813.md",
  "clients": [],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/300813",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}