# NEU Wealth Group

> NEU Wealth Group is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 316673
- Filed as: NEU WEALTH GROUP
- Legal name: JMN Financial, LLC
- Also doing business as: NEU WEALTH GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/316673
- AdvisorCensus page: https://advisorcensus.com/firm/neu-wealth-group-316673

## Quick answers

**How is NEU Wealth Group compensated?**
On its Form ADV (Item 5.E, October 2026), NEU Wealth Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does NEU Wealth Group charge?**
Its Form ADV Part 2A brochure dated March 17, 2026 states: Flat fee: $1,000 to $3,000 (Retirement Plan Consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is NEU Wealth Group registered with the SEC or a state?**
NEU Wealth Group is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 316673.

**How much does NEU Wealth Group manage?**
NEU Wealth Group reports $291,796,694 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).

**What types of clients does NEU Wealth Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); high net worth individuals (39); pension and profit sharing plans (but not the plan participants or government pension plans) (8).

**Which custodians does NEU Wealth Group use?**
NEU Wealth Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does NEU Wealth Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316673

**What changed in NEU Wealth Group's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $205,530,267 to $291,796,694 (+42%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Flat fee: $1,000 to $3,000 (Retirement Plan Consulting)

> Services are billed on a flat fee basis or a fee based on the percentage of Plan assets under management. ... Flat fees range from $1,000 to $3,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $291,796,694
- Discretionary: $291,796,694
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 89 | $30,026,408 |
| High net worth individuals | 39 | $252,102,991 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $8,433,506 |
| Charitable organizations | 3 | $1,233,789 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NJ, NY, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- neuwealthgroup.com
- LinkedIn @neu-wealth-group

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $205,530,267 to $291,796,694 (+42%).

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. NEU Wealth Group (CRD 316673): Form ADV filing data as of October 2026.