{ "crd_number": 332971, "slug": "nestyield-etfs-downey-ca-332971", "primary_business_name": "NESTYIELD ETFS", "legal_name": "NEST EGG ETFS, LLC", "dbas": [ "NESTYIELD ETFS" ], "city": "Downey", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-10-18", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-03-23", "carried_forward": false, "raum_total": 517315000.0, "raum_discretionary": 517315000.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 3, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 185000000.0, "count": 3 }, "other_investment_advisers": { "raum": 332315000.0, "count": 1 } }, "compensation_types": [ "commissions", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals", "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://facebook.com/NestYieldETF", "https://instagram.com/nestyieldetfs", "https://nestyield.com", "https://x.com/NestYieldEtfs", "https://youtube.com/@NestYieldETFs" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332971", "city_as_filed": "DOWNEY", "url": "https://advisorcensus.com/firm/nestyield-etfs-downey-ca-332971", "display_name": "Nestyield ETFS", "summary": "Nestyield ETFS is an SEC-registered investment advisory firm in Downey, CA, registered since 2024, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.", "citation": "AdvisorCensus. Nestyield ETFS (CRD 332971): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Commissions" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Nestyield ETFS compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Nestyield ETFS reports these compensation arrangements: a percentage of assets under its management; commissions." }, { "q": "Where is Nestyield ETFS located?", "a": "Nestyield ETFS' principal office is in Downey, CA, according to its Form ADV." }, { "q": "Is Nestyield ETFS registered with the SEC or a state?", "a": "Nestyield ETFS is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332971." }, { "q": "How much does Nestyield ETFS manage?", "a": "Nestyield ETFS reports $517,315,000 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary)." }, { "q": "How have Nestyield ETFS' assets and staff changed since 2025?", "a": "In the Form ADV data for Nestyield ETFS: Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Nestyield ETFS serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (3); other investment advisers (1)." }, { "q": "Which custodians does Nestyield ETFS use?", "a": "Nestyield ETFS' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Nestyield ETFS report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332971" }, { "q": "What changed in Nestyield ETFS' recent Form ADV filings?", "a": "In the January 2026 filing data: Employees performing advisory functions went from 3 to 2." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": 3, "filing_date": "2025-05-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 517315000.0, "total_employees": 3, "filing_date": "2026-03-23" } ], "recent_changes": [ { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Employees performing advisory functions went from 3 to 2." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/nestyield-etfs-downey-ca-332971.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 3, "fewer_than_5": false, "raum": 185000000.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 1, "fewer_than_5": false, "raum": 332315000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332971", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }