# Nesteggs, Inc.

> Nesteggs, Inc. is an SEC-registered investment advisory firm in Jacksonville, FL, registered since 2005, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 7, 2026.

- CRD: 133507
- Filed as: NESTEGGS, INC.
- Legal name: Nesteggs Retirement Plan Services, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jacksonville, FL
- Filing period: October 2026
- Form ADV filing dated: July 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/133507
- AdvisorCensus page: https://advisorcensus.com/firm/nesteggs-inc-jacksonville-fl-133507

## Quick answers

**How is Nesteggs, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Nesteggs, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Nesteggs, Inc. located?**
Nesteggs, Inc.'s principal office is in Jacksonville, FL, according to its Form ADV.

**Is Nesteggs, Inc. registered with the SEC or a state?**
Nesteggs, Inc. is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 133507.

**How much does Nesteggs, Inc. manage?**
Nesteggs, Inc. reports $911,259,019 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (90% discretionary).

**How have Nesteggs, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Nesteggs, Inc.: Regulatory assets under management: $276,652,066 in the October 2021 data and $911,259,019 in the October 2026 data, up 229%. Total employees: 15 in October 2021 and 29 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Nesteggs, Inc. serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (443); individuals (other than high net worth individuals) (135); high net worth individuals (38).

**Which custodians does Nesteggs, Inc. use?**
Nesteggs, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Charles Schwab Trust Bank as custodians holding 10% or more of its separately managed account assets.

**Does Nesteggs, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133507

**What changed in Nesteggs, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $724,718,727 to $911,259,019 (+26%). Employees performing advisory functions went from 8 to 9.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Charles Schwab Trust Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $911,259,019
- Discretionary: $822,869,070
- Non-discretionary: $88,389,949

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 135 | $20,178,811 |
| High net worth individuals | 38 | $95,883,929 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 443 | $795,196,279 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2005 (21 years)
- Employees: 29 total, 9 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CT, FL, GA, IL, MA, NC, NH, NJ, NY, OH, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- nesteggs401k.com
- rrplanning.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $276,652,066 | 15 | March 26, 2021 |
| October 2022 | $378,549,145 | 14 | March 31, 2022 |
| October 2023 | $339,860,561 | 17 | March 30, 2023 |
| October 2024 | $484,202,822 | 18 | June 7, 2024 |
| October 2025 | $724,718,727 | 23 | March 25, 2025 |
| October 2026 | $911,259,019 | 29 | July 7, 2026 |

Regulatory assets under management: $276,652,066 in the October 2021 data and $911,259,019 in the October 2026 data, up 229%.
Total employees: 15 in October 2021 and 29 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $724,718,727 to $911,259,019 (+26%).
- Employees performing advisory functions went from 8 to 9.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Nesteggs, Inc. (CRD 133507): Form ADV filing data as of October 2026.