{
  "crd_number": 151284,
  "slug": "nerad-plus-deppe-wealth-management-la-jolla-ca-151284",
  "primary_business_name": "NERAD + DEPPE WEALTH MANAGEMENT",
  "legal_name": "NDWM LLC",
  "dbas": [
    "NERAD + DEPPE WEALTH MANAGEMENT"
  ],
  "city": "La Jolla",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41740",
  "metro": {
    "cbsa_code": "41740",
    "common_name": "San Diego",
    "msa_name": "San Diego-Chula Vista-Carlsbad, CA",
    "path": "/advisors/ca/san-diego"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-04-15",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-02-02",
  "carried_forward": false,
  "raum_total": 176299070.0,
  "raum_discretionary": 176299070.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 37975484.0,
      "count": 103
    },
    "high_net_worth_individuals": {
      "raum": 138323586.0,
      "count": 74
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "NH",
    "NJ",
    "NY",
    "TX"
  ],
  "websites": [
    "https://nd-wm.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151284",
  "city_as_filed": "LA JOLLA",
  "url": "https://advisorcensus.com/firm/nerad-plus-deppe-wealth-management-la-jolla-ca-151284",
  "display_name": "Nerad + Deppe Wealth Management",
  "summary": "Nerad + Deppe Wealth Management is an SEC-registered investment advisory firm in La Jolla, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 2, 2026.",
  "citation": "AdvisorCensus. Nerad + Deppe Wealth Management (CRD 151284): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Nerad + Deppe Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Nerad + Deppe Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Nerad + Deppe Wealth Management's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated February 2, 2026 states: Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Nerad + Deppe Wealth Management located?",
      "a": "Nerad + Deppe Wealth Management's principal office is in La Jolla, CA, according to its Form ADV."
    },
    {
      "q": "Is Nerad + Deppe Wealth Management registered with the SEC or a state?",
      "a": "Nerad + Deppe Wealth Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 151284."
    },
    {
      "q": "How much does Nerad + Deppe Wealth Management manage?",
      "a": "Nerad + Deppe Wealth Management reports $176,299,070 in regulatory assets under management in its Form ADV filing dated February 2, 2026 (100% discretionary)."
    },
    {
      "q": "How have Nerad + Deppe Wealth Management's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Nerad + Deppe Wealth Management: Regulatory assets under management: $117,549,546 in the October 2022 data and $176,299,070 in the October 2026 data, up 50%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Nerad + Deppe Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (103); high net worth individuals (74)."
    },
    {
      "q": "Which custodians does Nerad + Deppe Wealth Management use?",
      "a": "Nerad + Deppe Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Nerad + Deppe Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151284"
    },
    {
      "q": "What changed in Nerad + Deppe Wealth Management's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Registered or notice-filed in FL."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 117549546.0,
      "total_employees": 2,
      "filing_date": "2022-08-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 117868068.0,
      "total_employees": 2,
      "filing_date": "2023-02-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 133857339.0,
      "total_employees": 2,
      "filing_date": "2024-02-05"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 162418341.0,
      "total_employees": 2,
      "filing_date": "2025-02-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 176299070.0,
      "total_employees": 2,
      "filing_date": "2026-02-02"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Registered or notice-filed in FL."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 2, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.25% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The maximum annual fee charged for these services will not exceed 1.25%. Fees are determined by individual investor attributes, such as age, time horizon, risk tolerance, net worth, and financial goals.",
          "Our firm charges on an hourly or flat fee basis for financial planning and consulting services. The total estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with the client."
        ]
      }
    ],
    "quotes": [
      "The maximum annual fee charged for these services will not exceed 1.25%. Fees are determined by individual investor attributes, such as age, time horizon, risk tolerance, net worth, and financial goals.",
      "Our firm charges on an hourly or flat fee basis for financial planning and consulting services. The total estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with the client."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/nerad-plus-deppe-wealth-management-la-jolla-ca-151284.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 103,
      "fewer_than_5": false,
      "raum": 37975484.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 74,
      "fewer_than_5": false,
      "raum": 138323586.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151284",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}