# Neptune Wealth

> Neptune Wealth is a state-registered investment advisory firm in Pittsburgh, PA, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 16, 2026.

- CRD: 329160
- Filed as: NEPTUNE WEALTH
- Legal name: Neptune Advisory, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Pittsburgh, PA
- Filing period: October 2026
- Form ADV filing dated: April 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/329160
- AdvisorCensus page: https://advisorcensus.com/firm/neptune-wealth-pittsburgh-pa-329160

## Quick answers

**How is Neptune Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Neptune Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Neptune Wealth located?**
Neptune Wealth's principal office is in Pittsburgh, PA, according to its Form ADV.

**Is Neptune Wealth registered with the SEC or a state?**
Neptune Wealth is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 329160.

**How much does Neptune Wealth manage?**
Neptune Wealth reports $35,543,521 in regulatory assets under management in its Form ADV filing dated April 16, 2026 (93% discretionary).

**What types of clients does Neptune Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (55); high net worth individuals (18).

**Does Neptune Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329160

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $35,543,521
- Discretionary: $32,978,785
- Non-discretionary: $2,564,736

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $13,855,659 |
| High net worth individuals | 18 | $21,378,776 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $309,086 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, PA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- neptunewealth.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Neptune Wealth (CRD 329160): Form ADV filing data as of October 2026.