# Neiman Funds Management LLC

> Neiman Funds Management LLC is an SEC-registered investment advisory firm in Williamsvillie, NY, registered since 2009, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 10, 2026.

- CRD: 151749
- Filed as: NEIMAN FUNDS MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Williamsvillie, NY
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/151749
- AdvisorCensus page: https://advisorcensus.com/firm/neiman-funds-management-llc-williamsvillie-ny-151749

## Quick answers

**How is Neiman Funds Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Neiman Funds Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Neiman Funds Management LLC located?**
Neiman Funds Management LLC's principal office is in Williamsvillie, NY, according to its Form ADV.

**Is Neiman Funds Management LLC registered with the SEC or a state?**
Neiman Funds Management LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 151749.

**How much does Neiman Funds Management LLC manage?**
Neiman Funds Management LLC reports $41,187,829 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (100% discretionary).

**How have Neiman Funds Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Neiman Funds Management LLC: Regulatory assets under management: $41,105,335 in the October 2021 data and $41,187,829 in the October 2026 data, unchanged. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Neiman Funds Management LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Neiman Funds Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151749

**What changed in Neiman Funds Management LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $35,396,259 to $41,187,829 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $41,187,829
- Discretionary: $41,187,829
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $41,187,829 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2009 (16 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [neimanfunds.com](https://neimanfunds.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $41,105,335 | 3 | February 4, 2021 |
| October 2022 | $28,702,450 | 3 | February 7, 2022 |
| October 2023 | $30,066,246 | 3 | March 13, 2023 |
| October 2024 | $33,735,913 | 3 | February 26, 2024 |
| October 2025 | $35,396,259 | 3 | March 13, 2025 |
| October 2026 | $41,187,829 | 3 | February 10, 2026 |

Regulatory assets under management: $41,105,335 in the October 2021 data and $41,187,829 in the October 2026 data, unchanged.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $35,396,259 to $41,187,829 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Neiman Funds Management LLC (CRD 151749): Form ADV filing data as of October 2026.