# Neiman & Associates Financial Services, LLC

> Neiman & Associates Financial Services, LLC is a state-registered investment advisory firm in Arlington, MA, registered since 2002, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 123641
- Filed as: NEIMAN & ASSOCIATES FINANCIAL SERVICES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Arlington, MA
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/123641
- AdvisorCensus page: https://advisorcensus.com/firm/neiman-and-associates-financial-services-llc-arlington-ma-123641

## Quick answers

**How is Neiman & Associates Financial Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Neiman & Associates Financial Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Neiman & Associates Financial Services, LLC located?**
Neiman & Associates Financial Services, LLC's principal office is in Arlington, MA, according to its Form ADV.

**Is Neiman & Associates Financial Services, LLC registered with the SEC or a state?**
Neiman & Associates Financial Services, LLC is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 123641.

**How much does Neiman & Associates Financial Services, LLC manage?**
Neiman & Associates Financial Services, LLC reports $37,038,000 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (0% discretionary).

**What types of clients does Neiman & Associates Financial Services, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (18); high net worth individuals (18).

**Does Neiman & Associates Financial Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123641

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $37,038,000
- Discretionary: $0
- Non-discretionary: $37,038,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $9,502,400 |
| High net worth individuals | 18 | $27,535,600 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2002 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [neimanonline.com](https://neimanonline.com)
- LinkedIn @debneiman
- X @debneiman

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Neiman & Associates Financial Services, LLC (CRD 123641): Form ADV filing data as of October 2026.