# Neil a RUE, CFA Investment Advisor

> Neil a RUE, CFA Investment Advisor is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 16, 2026.

- CRD: 331048
- Filed as: NEIL A RUE, CFA INVESTMENT ADVISOR
- Legal name: RUE, Neil
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Oregon
- Filing period: October 2026
- Form ADV filing dated: February 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331048
- AdvisorCensus page: https://advisorcensus.com/firm/neil-a-rue-cfa-investment-advisor-331048

## Quick answers

**How is Neil a RUE, CFA Investment Advisor compensated?**
On its Form ADV (Item 5.E, October 2026), Neil a RUE, CFA Investment Advisor reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Neil a RUE, CFA Investment Advisor registered with the SEC or a state?**
Neil a RUE, CFA Investment Advisor is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 331048.

**How much does Neil a RUE, CFA Investment Advisor manage?**
Neil a RUE, CFA Investment Advisor reports $10,820,000 in regulatory assets under management in its Form ADV filing dated February 16, 2026 (0% discretionary).

**What types of clients does Neil a RUE, CFA Investment Advisor serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5); individuals (other than high net worth individuals) (1).

**Does Neil a RUE, CFA Investment Advisor report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331048

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $10,820,000
- Discretionary: $0
- Non-discretionary: $10,820,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $920,000 |
| High net worth individuals | 5 | $9,900,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Neil a RUE, CFA Investment Advisor (CRD 331048): Form ADV filing data as of October 2026.