# NCU Investment Solutions

> NCU Investment Solutions is an SEC-registered investment advisory firm in Smithfiled, RI, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 6, 2026.

- CRD: 134804
- Filed as: NCU INVESTMENT SOLUTIONS
- Legal name: Randall Financial Group, LLC
- Also doing business as: NCU INVESTMENT SOLUTIONS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Smithfiled, RI
- Filing period: October 2026
- Form ADV filing dated: July 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/134804
- AdvisorCensus page: https://advisorcensus.com/firm/ncu-investment-solutions-smithfiled-ri-134804

## Quick answers

**How is NCU Investment Solutions compensated?**
On its Form ADV (Item 5.E, October 2026), NCU Investment Solutions reports these compensation arrangements: a percentage of assets under its management.

**How much does NCU Investment Solutions charge?**
Its Form ADV Part 2A brochure dated June 24, 2026 states: Hourly rate: $150 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is NCU Investment Solutions located?**
NCU Investment Solutions' principal office is in Smithfiled, RI, according to its Form ADV.

**Is NCU Investment Solutions registered with the SEC or a state?**
NCU Investment Solutions is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 134804.

**How much does NCU Investment Solutions manage?**
NCU Investment Solutions reports $107,551,908 in regulatory assets under management in its Form ADV filing dated July 6, 2026 (88% discretionary).

**What types of clients does NCU Investment Solutions serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (123); high net worth individuals (30).

**Which custodians does NCU Investment Solutions use?**
NCU Investment Solutions' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does NCU Investment Solutions report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134804

**What changed in NCU Investment Solutions' recent Form ADV filings?**
In the August 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated June 24, 2026)

- Hourly rate: $150 an hour (financial planning services)

> We charge an hourly fee of $150 for financial planning services. The hourly fee is negotiable depending on the scope and complexity of the services rendered.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $107,551,908
- Discretionary: $94,268,903
- Non-discretionary: $13,283,005

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 123 | $33,674,000 |
| High net worth individuals | 30 | $68,151,070 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $4,386,279 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,340,559 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 8 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, RI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rfinancialgroup.com
- Facebook @themoneypros
- LinkedIn @RANDALL-FINANCIAL-GROUP-LLC

## Changes in the filing (last 12 months)

### August 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. NCU Investment Solutions (CRD 134804): Form ADV filing data as of October 2026.