# NCM Capital Management, LLC

> NCM Capital Management, LLC is an SEC-registered investment advisory firm in Ramsey, NJ, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 29, 2026.

- CRD: 151109
- Filed as: NCM CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ramsey, NJ
- Filing period: October 2026
- Form ADV filing dated: March 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/151109
- AdvisorCensus page: https://advisorcensus.com/firm/ncm-capital-management-llc-ramsey-nj-151109

## Quick answers

**How is NCM Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), NCM Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does NCM Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 29, 2026 states: Hourly rate: $300 an hour (financial planning services); Flat fee: $500 to $5,000 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is NCM Capital Management, LLC located?**
NCM Capital Management, LLC's principal office is in Ramsey, NJ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is NCM Capital Management, LLC registered with the SEC or a state?**
NCM Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 151109.

**How much does NCM Capital Management, LLC manage?**
NCM Capital Management, LLC reports $539,441,079 in regulatory assets under management in its Form ADV filing dated March 29, 2026 (84% discretionary).

**How have NCM Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for NCM Capital Management, LLC: Regulatory assets under management: $256,369,665 in the October 2021 data and $539,441,079 in the October 2026 data, up 110%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does NCM Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (194); individuals (other than high net worth individuals) (58).

**Which custodians does NCM Capital Management, LLC use?**
NCM Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does NCM Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151109

**Does NCM Capital Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 29, 2026 says: "We do not require minimum income levels or dollar -value of assets for our advisory services."

**What changed in NCM Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $430,724,032 to $539,441,079 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 29, 2026)

- Account minimum: None

> We do not require minimum income levels or dollar -value of assets for our advisory services.

- Hourly rate: $300 an hour (financial planning services)

> Hourly fees for financial planning services are $300 per hour; billed in six -minute increments and a partial increment will be treated as a whole.

- Flat fee: $500 to $5,000 (financial planning services)

> Alternatively, and at the firm’s discretion, a fixed fee may also be offered and will be based on the complexity of the client's issues and the anticipated number of hours estimated to provide the requested services; generally ranging from $500 to $5,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $539,441,079
- Discretionary: $450,889,736
- Non-discretionary: $88,551,343

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 58 | $40,853,773 |
| High net worth individuals | 194 | $498,587,306 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2015 (11 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Ramsey, NJ

### Websites listed on Form ADV (Item 1.I)
- ncmcapitalmgmt.com
- LinkedIn @ncm-capital-management
- YouTube @ncmcapitalmanagement3174

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $256,369,665 | 4 | April 29, 2021 |
| October 2022 | $298,273,051 | 4 | March 31, 2022 |
| October 2023 | $306,132,538 | 3 | April 6, 2023 |
| October 2024 | $361,247,869 | 3 | March 29, 2024 |
| October 2025 | $430,724,032 | 3 | May 19, 2025 |
| October 2026 | $539,441,079 | 3 | March 29, 2026 |

Regulatory assets under management: $256,369,665 in the October 2021 data and $539,441,079 in the October 2026 data, up 110%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $430,724,032 to $539,441,079 (+25%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. NCM Capital Management, LLC (CRD 151109): Form ADV filing data as of October 2026.