{ "crd_number": 157288, "slug": "nch-capital-inc-new-york-ny-157288", "primary_business_name": "NCH CAPITAL INC.", "legal_name": "NCH CAPITAL INC.", "dbas": [ "COLLINS CAPITAL LIMITED", "NCH ADVISORS INC.", "NCH AGRIBUSINESS ASSOCIATES II L.P.", "NCH AGRIBUSINESS ASSOCIATES LLC", "NCH PROPERTY ASSOCIATES II LLC", "NCH PROPERTY ASSOCIATES LLC" ], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2011-12-21", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-05-15", "carried_forward": false, "raum_total": 2021566649.0, "raum_discretionary": 2021566649.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 60, "advisory_employees": 16, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 2021566649.0, "count": 10 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://nchcapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157288", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/nch-capital-inc-new-york-ny-157288", "display_name": "NCH Capital Inc.", "summary": "NCH Capital Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 15, 2026.", "citation": "AdvisorCensus. NCH Capital Inc. (CRD 157288): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is NCH Capital Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), NCH Capital Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is NCH Capital Inc. located?", "a": "NCH Capital Inc.'s principal office is in New York, NY, according to its Form ADV; the June 2026 filing also lists 7 other offices (Schedule D, Section 1.F)." }, { "q": "Is NCH Capital Inc. registered with the SEC or a state?", "a": "NCH Capital Inc. is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 157288." }, { "q": "How much does NCH Capital Inc. manage?", "a": "NCH Capital Inc. reports $2,021,566,649 in regulatory assets under management in its Form ADV filing dated May 15, 2026 (100% discretionary)." }, { "q": "How have NCH Capital Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for NCH Capital Inc.: Regulatory assets under management: $2,965,504,452 in the October 2021 data and $2,021,566,649 in the October 2026 data, down 32%. Total employees: 89 in October 2021 and 60 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does NCH Capital Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10)." }, { "q": "Does NCH Capital Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157288" }, { "q": "What changed in NCH Capital Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 15 to 16. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2965504452.0, "total_employees": 89, "filing_date": "2021-07-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2939605612.0, "total_employees": 86, "filing_date": "2022-05-12" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2290163626.0, "total_employees": 78, "filing_date": "2023-09-12" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2146043398.0, "total_employees": 63, "filing_date": "2024-09-20" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1840176466.0, "total_employees": 53, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2021566649.0, "total_employees": 60, "filing_date": "2026-05-15" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 15 to 16.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/nch-capital-inc-new-york-ny-157288.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 10, "fewer_than_5": false, "raum": 2021566649.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157288", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }