# Navigate Financial LLC

> Navigate Financial LLC is a state-registered investment advisory firm in Laguna Niguel, CA, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 168711
- Filed as: NAVIGATE FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Laguna Niguel, CA
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/168711
- AdvisorCensus page: https://advisorcensus.com/firm/navigate-financial-llc-laguna-niguel-ca-168711

## Quick answers

**How is Navigate Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Navigate Financial LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Navigate Financial LLC located?**
Navigate Financial LLC's principal office is in Laguna Niguel, CA, according to its Form ADV.

**Is Navigate Financial LLC registered with the SEC or a state?**
Navigate Financial LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 168711.

**How much does Navigate Financial LLC manage?**
Navigate Financial LLC reports $41,323,861 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).

**What types of clients does Navigate Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (30); high net worth individuals (15); corporations or other businesses not listed above (1).

**Does Navigate Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168711

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $41,323,861
- Discretionary: $41,323,861
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 30 | $11,543,834 |
| High net worth individuals | 15 | $29,763,183 |
| Corporations or other businesses not listed above | 1 | $16,844 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- navigate-financial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Navigate Financial LLC (CRD 168711): Form ADV filing data as of October 2026.