{
  "crd_number": 107568,
  "slug": "navellier-and-associates-inc-reno-nv-107568",
  "primary_business_name": "NAVELLIER & ASSOCIATES INC",
  "legal_name": "NAVELLIER & ASSOCIATES INC",
  "dbas": [],
  "city": "Reno",
  "state": "NV",
  "country": "United States",
  "cbsa_code": "39900",
  "metro": {
    "cbsa_code": "39900",
    "common_name": "Reno",
    "msa_name": "Reno, NV",
    "path": "/advisors/nv/reno"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1987-10-30",
  "years_registered": 38,
  "period": "2026-10-01",
  "filing_date": "2026-09-28",
  "carried_forward": false,
  "raum_total": 1310001115.0,
  "raum_discretionary": 1300731965.0,
  "raum_non_discretionary": 9269150.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 21,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 9269150.0,
      "count": 1,
      "description": "UIT (AAM)",
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 33556341.0,
      "count": 37
    },
    "high_net_worth_individuals": {
      "raum": 1259064275.0,
      "count": 1264
    },
    "corporations_other_businesses": {
      "raum": 8111349.0,
      "count": 19
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "educational_seminars",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 9,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VI",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://navellier.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107568",
  "disclosure_items": [
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(3)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    },
    {
      "item": "11.G",
      "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?"
    },
    {
      "item": "11.H(1)(a)",
      "question": "In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.H(1)(b)",
      "question": "Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?"
    },
    {
      "item": "11.H(2)",
      "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?"
    }
  ],
  "city_as_filed": "RENO",
  "url": "https://advisorcensus.com/firm/navellier-and-associates-inc-reno-nv-107568",
  "display_name": "Navellier & Associates Inc",
  "summary": "Navellier & Associates Inc is an SEC-registered investment advisory firm in Reno, NV, registered since 1987, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.",
  "citation": "AdvisorCensus. Navellier & Associates Inc (CRD 107568): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Navellier & Associates Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Navellier & Associates Inc reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Navellier & Associates Inc located?",
      "a": "Navellier & Associates Inc's principal office is in Reno, NV, according to its Form ADV."
    },
    {
      "q": "Is Navellier & Associates Inc registered with the SEC or a state?",
      "a": "Navellier & Associates Inc is an SEC-registered investment advisory firm, registered since 1987. Status as filed: Approved. CRD 107568."
    },
    {
      "q": "How much does Navellier & Associates Inc manage?",
      "a": "Navellier & Associates Inc reports $1,310,001,115 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (99% discretionary)."
    },
    {
      "q": "How have Navellier & Associates Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Navellier & Associates Inc: Regulatory assets under management: $989,951,430 in the October 2021 data and $1,310,001,115 in the October 2026 data, up 32%. Total employees: 15 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Navellier & Associates Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (1,264); individuals (other than high net worth individuals) (37); corporations or other businesses not listed above (19)."
    },
    {
      "q": "Which custodians does Navellier & Associates Inc use?",
      "a": "Navellier & Associates Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Navellier & Associates Inc report any disciplinary disclosures?",
      "a": "Reports 9 disclosure items on Form ADV Item 11: yes answers to 6 questions about regulatory matters and 3 questions about civil court matters (11.D(1), 11.D(2), 11.D(3), 11.D(4), 11.D(5), 11.G, 11.H(1)(a), 11.H(1)(b), 11.H(2)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107568"
    },
    {
      "q": "What changed in Navellier & Associates Inc's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Item 11 disclosure answers changed: 9 yes answers, previously 4 (now yes: 11.D(1), 11.D(2), 11.D(3), 11.D(4), 11.D(5)). Regulatory assets under management went from $1,101,937,000 to $1,310,001,115 (+19%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 989951430.0,
      "total_employees": 15,
      "filing_date": "2021-03-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 975489128.0,
      "total_employees": 15,
      "filing_date": "2022-03-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 661151580.0,
      "total_employees": 24,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 967700041.0,
      "total_employees": 24,
      "filing_date": "2024-08-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 882832800.0,
      "total_employees": 22,
      "filing_date": "2025-07-04"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1310001115.0,
      "total_employees": 21,
      "filing_date": "2026-09-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Item 11 disclosure answers changed: 9 yes answers, previously 4 (now yes: 11.D(1), 11.D(2), 11.D(3), 11.D(4), 11.D(5)).",
        "Regulatory assets under management went from $1,101,937,000 to $1,310,001,115 (+19%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Regulatory assets under management went from $882,832,800 to $1,003,025,043 (+14%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/navellier-and-associates-inc-reno-nv-107568.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 37,
      "fewer_than_5": false,
      "raum": 33556341.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1264,
      "fewer_than_5": false,
      "raum": 1259064275.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 19,
      "fewer_than_5": false,
      "raum": 8111349.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 1,
      "fewer_than_5": true,
      "raum": 9269150.0
    }
  ],
  "disclosure_line": "Reports 9 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107568",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}