# Navalign, LLC

> Navalign, LLC is an SEC-registered investment advisory firm in Encino, CA, registered since 2006, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 2, 2026.

- CRD: 119919
- Filed as: NAVALIGN, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Encino, CA
- Filing period: October 2026
- Form ADV filing dated: April 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/119919
- AdvisorCensus page: https://advisorcensus.com/firm/navalign-llc-encino-ca-119919

## Quick answers

**How is Navalign, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Navalign, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Navalign, LLC located?**
Navalign, LLC's principal office is in Encino, CA, according to its Form ADV.

**Is Navalign, LLC registered with the SEC or a state?**
Navalign, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 119919.

**How much does Navalign, LLC manage?**
Navalign, LLC reports $731,940,293 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (100% discretionary).

**How have Navalign, LLC's assets and staff changed since 2021?**
In the Form ADV data for Navalign, LLC: Regulatory assets under management: $404,947,000 in the October 2021 data and $731,940,293 in the October 2026 data, up 81%. Total employees: 9 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Navalign, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (439); high net worth individuals (241); pension and profit sharing plans (but not the plan participants or government pension plans) (32).

**Which custodians does Navalign, LLC use?**
Navalign, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Navalign, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/119919

**What changed in Navalign, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 7 to 8. Regulatory assets under management went from $655,556,765 to $731,940,293 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $731,940,293
- Discretionary: $731,940,293
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 439 | $137,828,906 |
| High net worth individuals | 241 | $530,393,079 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 32 | $58,659,303 |
| Charitable organizations | 1 | $428,245 |
| Corporations or other businesses not listed above | 3 | $4,630,760 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2006 (20 years)
- Employees: 10 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, IL, LA, MA, MN, NC, NJ, NV, NY, OR, PA, TN, TX, UT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- navalign.com
- Facebook @navalign
- LinkedIn @navalign

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $404,947,000 | 9 | March 25, 2021 |
| October 2022 | $490,462,316 | 9 | August 8, 2022 |
| October 2023 | $438,656,195 | 8 | September 27, 2023 |
| October 2024 | $553,684,830 | 9 | March 21, 2024 |
| October 2025 | $655,556,765 | 9 | March 27, 2025 |
| October 2026 | $731,940,293 | 10 | April 2, 2026 |

Regulatory assets under management: $404,947,000 in the October 2021 data and $731,940,293 in the October 2026 data, up 81%.
Total employees: 9 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 7 to 8.
- Regulatory assets under management went from $655,556,765 to $731,940,293 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Navalign, LLC (CRD 119919): Form ADV filing data as of October 2026.