# Nauta Capital LLC

> Nauta Capital LLC is an SEC-registered investment advisory firm in Lafayette, CA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 29, 2026.

- CRD: 329207
- Filed as: NAUTA CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lafayette, CA
- Filing period: October 2026
- Form ADV filing dated: March 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/329207
- AdvisorCensus page: https://advisorcensus.com/firm/nauta-capital-llc-lafayette-ca-329207

## Quick answers

**How is Nauta Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Nauta Capital LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Nauta Capital LLC located?**
Nauta Capital LLC's principal office is in Lafayette, CA, according to its Form ADV.

**Is Nauta Capital LLC registered with the SEC or a state?**
Nauta Capital LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329207.

**How much does Nauta Capital LLC manage?**
Nauta Capital LLC reports $0 in regulatory assets under management in its Form ADV filing dated March 29, 2026.

**How have Nauta Capital LLC's assets and staff changed since 2024?**
In the Form ADV data for Nauta Capital LLC: Regulatory assets under management: $0 in the October 2024 data and $0 in the October 2026 data. Total employees: 3 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Nauta Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329207

**What changed in Nauta Capital LLC's recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Pension consulting services
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 3 | September 5, 2024 |
| October 2025 | $0 | 3 | March 29, 2025 |
| October 2026 | $0 | 3 | March 29, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $0 in the October 2026 data.
Total employees: 3 in October 2024 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Nauta Capital LLC (CRD 329207): Form ADV filing data as of October 2026.