{
  "crd_number": 329207,
  "slug": "nauta-capital-llc-lafayette-ca-329207",
  "primary_business_name": "NAUTA CAPITAL LLC",
  "legal_name": "NAUTA CAPITAL LLC",
  "dbas": [],
  "city": "Lafayette",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-09-26",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-29",
  "carried_forward": false,
  "raum_total": 0.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 3,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 0.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "pension_consulting"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329207",
  "city_as_filed": "LAFAYETTE",
  "url": "https://advisorcensus.com/firm/nauta-capital-llc-lafayette-ca-329207",
  "display_name": "Nauta Capital LLC",
  "summary": "Nauta Capital LLC is an SEC-registered investment advisory firm in Lafayette, CA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 29, 2026.",
  "citation": "AdvisorCensus. Nauta Capital LLC (CRD 329207): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Pension consulting services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Nauta Capital LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Nauta Capital LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Nauta Capital LLC located?",
      "a": "Nauta Capital LLC's principal office is in Lafayette, CA, according to its Form ADV."
    },
    {
      "q": "Is Nauta Capital LLC registered with the SEC or a state?",
      "a": "Nauta Capital LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329207."
    },
    {
      "q": "How much does Nauta Capital LLC manage?",
      "a": "Nauta Capital LLC reports $0 in regulatory assets under management in its Form ADV filing dated March 29, 2026."
    },
    {
      "q": "How have Nauta Capital LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Nauta Capital LLC: Regulatory assets under management: $0 in the October 2024 data and $0 in the October 2026 data. Total employees: 3 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "Does Nauta Capital LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329207"
    },
    {
      "q": "What changed in Nauta Capital LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 3,
      "filing_date": "2024-09-05"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 3,
      "filing_date": "2025-03-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 3,
      "filing_date": "2026-03-29"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in CA."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/nauta-capital-llc-lafayette-ca-329207.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": true,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329207",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}