{
  "crd_number": 174883,
  "slug": "national-wealth-management-group-llc-cincinnati-oh-174883",
  "primary_business_name": "NATIONAL WEALTH MANAGEMENT GROUP, LLC",
  "legal_name": "NATIONAL WEALTH MANAGEMENT GROUP, LLC",
  "dbas": [
    "ALPINA FINANCIAL CONSULTANTS, LLC",
    "GERARDI WEALTH MANAGEMENT, LLC",
    "INFINITE WEALTH PLANNING",
    "NWMG ADVISORS"
  ],
  "city": "Cincinnati",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "17140",
  "metro": {
    "cbsa_code": "17140",
    "common_name": "Cincinnati",
    "msa_name": "Cincinnati, OH-KY-IN",
    "path": "/advisors/oh/cincinnati"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-02-19",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2026-09-09",
  "carried_forward": false,
  "raum_total": 534944698.0,
  "raum_discretionary": 516731512.0,
  "raum_non_discretionary": 18213186.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 18,
  "advisory_employees": 18,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1226467.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 313716237.0,
      "count": 1174
    },
    "other_investment_advisers": {
      "raum": 109121.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 215468502.0,
      "count": 134
    },
    "corporations_other_businesses": {
      "raum": 4424371.0,
      "count": 6
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DE",
    "FL",
    "GA",
    "IL",
    "IN",
    "KY",
    "MA",
    "MD",
    "MI",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "PA",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WI"
  ],
  "websites": [
    "https://alpinalpl.com",
    "https://gerardiwealth.com",
    "https://infinitewealthplanning.net",
    "https://jimlewiswm.com",
    "https://linkedin.com/company/infinite-wealth-planning-llc",
    "https://linkedin.com/company/nwmgadvisors",
    "https://linkedin.com/in/ben-nwmg",
    "https://linkedin.com/in/brent-gargano-cfp%C2%AE-2067b573",
    "https://linkedin.com/in/markgargano",
    "https://linkedin.com/in/vincentpvaleriano",
    "https://linkedin.com/in/vivienneschleucpa",
    "https://nwmgadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174883",
  "city_as_filed": "CINCINNATI",
  "url": "https://advisorcensus.com/firm/national-wealth-management-group-llc-cincinnati-oh-174883",
  "display_name": "National Wealth Management Group, LLC",
  "summary": "National Wealth Management Group, LLC is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 9, 2026.",
  "citation": "AdvisorCensus. National Wealth Management Group, LLC (CRD 174883): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is National Wealth Management Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), National Wealth Management Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does National Wealth Management Group, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Flat fee: $2,000 to $5,000 a year (pension consulting agreements); Hourly rate: up to $500 an hour (financial planning); Flat fee: $100 to $15,000 (financial planning); Hourly rate: $100 to $500 an hour (Consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is National Wealth Management Group, LLC located?",
      "a": "National Wealth Management Group, LLC's principal office is in Cincinnati, OH, according to its Form ADV; the October 2026 filing also lists 5 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is National Wealth Management Group, LLC registered with the SEC or a state?",
      "a": "National Wealth Management Group, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 174883."
    },
    {
      "q": "How much does National Wealth Management Group, LLC manage?",
      "a": "National Wealth Management Group, LLC reports $534,944,698 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (97% discretionary)."
    },
    {
      "q": "How have National Wealth Management Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for National Wealth Management Group, LLC: Regulatory assets under management: $228,141,198 in the October 2021 data and $534,944,698 in the October 2026 data, up 134%. Total employees: 20 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does National Wealth Management Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,174); high net worth individuals (134); corporations or other businesses not listed above (6)."
    },
    {
      "q": "Which custodians does National Wealth Management Group, LLC use?",
      "a": "National Wealth Management Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., LPL Financial LLC and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does National Wealth Management Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174883"
    },
    {
      "q": "What changed in National Wealth Management Group, LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Added the business name NWMG Advisors."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 228141198.0,
      "total_employees": 20,
      "filing_date": "2021-09-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 236000187.0,
      "total_employees": 20,
      "filing_date": "2022-09-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 234085999.0,
      "total_employees": 19,
      "filing_date": "2023-03-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 296852355.0,
      "total_employees": 19,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 325727820.0,
      "total_employees": 19,
      "filing_date": "2025-05-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 534944698.0,
      "total_employees": 18,
      "filing_date": "2026-09-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Added the business name NWMG Advisors."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "No longer lists the business name Model Wealth Group, LLC.",
        "Employees performing advisory functions went from 17 to 18.",
        "Regulatory assets under management went from $325,727,820 to $534,944,698 (+64%).",
        "Changed its office addresses in Boca Raton, FL.",
        "Added an office in Indianapolis, IN.",
        "Added an office in Las Vegas, NV.",
        "No longer lists an office in Centerville, OH.",
        "No longer lists an office in Florence, KY.",
        "No longer lists an office in Palm Coast, FL."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in NV."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $2,000 to $5,000 a year (pension consulting agreements)",
      "Hourly rate: up to $500 an hour (financial planning)",
      "Flat fee: $100 to $15,000 (financial planning)",
      "Hourly rate: $100 to $500 an hour (Consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $2,000 to $5,000 a year (pension consulting agreements)"
        ],
        "quotes": [
          "The minimum flat fee range is generally between $2,000 and $5,000 annually depending on the size, complexity and services offered."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: up to $500 an hour (financial planning)"
        ],
        "quotes": [
          "NWMG charges an hourly fee up to $500 an hour or a flat fee typically ranging from $100 to $15,000 for financial planning depending on relevant circumstances."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $100 to $15,000 (financial planning)"
        ],
        "quotes": [
          "NWMG charges an hourly fee up to $500 an hour or a flat fee typically ranging from $100 to $15,000 for financial planning depending on relevant circumstances."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $500 an hour (Consulting services)"
        ],
        "quotes": [
          "NWMG charges an hourly fee up to $500 an hour or a flat fee typically ranging from $100 to $15,000 for financial planning depending on relevant circumstances."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 2000.0,
          "max": 5000.0,
          "period": "annual",
          "service": "pension consulting agreements"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": null,
          "max": 500.0,
          "period": "hour",
          "service": "financial planning"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 100.0,
          "max": 15000.0,
          "period": "one_time",
          "service": "financial planning"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 500.0,
          "period": "hour",
          "service": "Consulting services"
        }
      ]
    },
    "quotes": [
      "The minimum flat fee range is generally between $2,000 and $5,000 annually depending on the size, complexity and services offered.",
      "NWMG charges an hourly fee up to $500 an hour or a flat fee typically ranging from $100 to $15,000 for financial planning depending on relevant circumstances.",
      "NWMG charges an hourly fee up to $500 an hour or a flat fee typically ranging from $100 to $15,000 for financial planning depending on relevant circumstances.",
      "NWMG charges an hourly fee up to $500 an hour or a flat fee typically ranging from $100 to $15,000 for financial planning depending on relevant circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    },
    {
      "name": "Wells Fargo Clearing Services, LLC",
      "name_as_filed": "WELLS FARGO CLEARING SERVICES, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/national-wealth-management-group-llc-cincinnati-oh-174883.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1174,
      "fewer_than_5": false,
      "raum": 313716237.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 134,
      "fewer_than_5": false,
      "raum": 215468502.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 1226467.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": 109121.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 4424371.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174883",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}