# Nassau Alternative Investments LLC > Nassau Alternative Investments LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 21, 2026. - CRD: 300006 - Filed as: NASSAU ALTERNATIVE INVESTMENTS LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: New York, NY - Filing period: October 2026 - Form ADV filing dated: July 21, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/300006 - AdvisorCensus page: https://advisorcensus.com/firm/nassau-alternative-investments-llc-new-york-ny-300006 ## Quick answers **How is Nassau Alternative Investments LLC compensated?** On its Form ADV (Item 5.E, October 2026), Nassau Alternative Investments LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure. **Where is Nassau Alternative Investments LLC located?** Nassau Alternative Investments LLC's principal office is in New York, NY, according to its Form ADV; the May 2025 filing also lists 1 other office (Schedule D, Section 1.F). **Is Nassau Alternative Investments LLC registered with the SEC or a state?** Nassau Alternative Investments LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 300006. **How much does Nassau Alternative Investments LLC manage?** Nassau Alternative Investments LLC reports $1,434,075,357 in regulatory assets under management in its Form ADV filing dated July 21, 2026 (48% discretionary). **How have Nassau Alternative Investments LLC's assets and staff changed since 2021?** In the Form ADV data for Nassau Alternative Investments LLC: Regulatory assets under management: $823,352,819 in the October 2021 data and $1,434,075,357 in the October 2026 data, up 74%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Nassau Alternative Investments LLC serve?** By number of clients on Form ADV Item 5.D: insurance companies (5); pooled investment vehicles (other than investment companies and business development companies) (3). **Which custodians does Nassau Alternative Investments LLC use?** Nassau Alternative Investments LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JPMorgan Chase Bank, N.A. as a custodian holding 10% or more of its separately managed account assets. **Does Nassau Alternative Investments LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300006 **What changed in Nassau Alternative Investments LLC's recent Form ADV filings?** In the August 2026 filing data: Updated its list of owners and control persons (Schedule A). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Performance-based fees ### Custodians (Schedule D, Section 5.K(3)) - JPMorgan Chase Bank, N.A. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $1,434,075,357 - Discretionary: $685,505,414 - Non-discretionary: $748,569,943 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 0 | $0 | | High net worth individuals | 0 | $0 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 3 | $685,505,414 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 5 | $705,818,680 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | Fewer than 5 | $42,751,263 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Portfolio management for pooled investment vehicles (other than investment companies) - Portfolio management for businesses (other than small businesses) or institutional clients ### Firm details - Registered since: 2019 (7 years) - Employees: 6 total, 6 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CT, NY - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the May 2025 filing - Hartford, CT ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $823,352,819 | 5 | March 29, 2021 | | October 2022 | $872,824,989 | 3 | May 10, 2022 | | October 2023 | $1,110,869,318 | 4 | July 28, 2023 | | October 2024 | $1,231,977,124 | 5 | June 4, 2024 | | October 2025 | $1,369,011,551 | 6 | April 10, 2025 | | October 2026 | $1,434,075,357 | 6 | July 21, 2026 | Regulatory assets under management: $823,352,819 in the October 2021 data and $1,434,075,357 in the October 2026 data, up 74%. Total employees: 5 in October 2021 and 6 in October 2026. ## Changes in the filing (last 12 months) ### August 2026 - Updated its list of owners and control persons (Schedule A). ### November 2025 - No longer lists an office in Hartford, CT. - Updated its list of owners and control persons (Schedule A). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Nassau Alternative Investments LLC (CRD 300006): Form ADV filing data as of October 2026.