# Nasdaq Dorsey Wright

> Nasdaq Dorsey Wright is an SEC-registered investment advisory firm in Richmond, VA, registered since 1987, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 104925
- Filed as: NASDAQ DORSEY WRIGHT
- Legal name: Dorsey, Wright & Associates, LLC
- Also doing business as: DORSEY WRIGHT MONEY MANAGEMENT, NASDAQ DORSEY WRIGHT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Richmond, VA
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/104925
- AdvisorCensus page: https://advisorcensus.com/firm/nasdaq-dorsey-wright-richmond-va-104925

## Quick answers

**How is Nasdaq Dorsey Wright compensated?**
On its Form ADV (Item 5.E, October 2026), Nasdaq Dorsey Wright reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).

**Where is Nasdaq Dorsey Wright located?**
Nasdaq Dorsey Wright's principal office is in Richmond, VA, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Nasdaq Dorsey Wright registered with the SEC or a state?**
Nasdaq Dorsey Wright is an SEC-registered investment advisory firm, registered since 1987. Status as filed: Approved. CRD 104925.

**How much does Nasdaq Dorsey Wright manage?**
Nasdaq Dorsey Wright reports $1,011,889,492 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary).

**How have Nasdaq Dorsey Wright's assets and staff changed since 2021?**
In the Form ADV data for Nasdaq Dorsey Wright: Regulatory assets under management: $724,834,192 in the October 2021 data and $1,011,889,492 in the October 2026 data, up 40%. Total employees: 25 in October 2021 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Nasdaq Dorsey Wright serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (479); individuals (other than high net worth individuals) (327); corporations or other businesses not listed above (11).

**Which custodians does Nasdaq Dorsey Wright use?**
Nasdaq Dorsey Wright's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Distributors Company LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC and Wells Fargo Advisors Financial Network, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Nasdaq Dorsey Wright report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104925

**What changed in Nasdaq Dorsey Wright's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $755,135,613 to $1,011,889,492 (+34%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Distributors Company LLC
- Morgan Stanley & Co. LLC
- RBC Capital Markets, LLC
- Wells Fargo Advisors Financial Network, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,011,889,492
- Discretionary: $1,011,889,492
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 327 | $90,844,266 |
| High net worth individuals | 479 | $330,100,872 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 6 | $536,644,423 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $40,796,325 |
| Charitable organizations | 4 | $2,844,718 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 11 | $10,211,073 |
| Other | 3 | $447,815 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 1987 (39 years)
- Employees: 25 total, 14 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Pasadena, CA

### Websites listed on Form ADV (Item 1.I)
- business.nasdaq.com/intel/dorsey-wright/index.html
- business.nasdaq.com/intel/dorsey-wright/sma-uma.html
- dorseywright.com
- Facebook @nasdaqdorseywright
- LinkedIn @NASDAQ
- X @DORSEYWRIGHTDWA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $724,834,192 | 25 | August 2, 2021 |
| October 2022 | $961,107,571 | 25 | July 6, 2022 |
| October 2023 | $657,787,470 | 25 | August 9, 2023 |
| October 2024 | $578,896,877 | 25 | March 27, 2024 |
| October 2025 | $755,135,613 | 25 | July 7, 2025 |
| October 2026 | $1,011,889,492 | 25 | April 1, 2026 |

Regulatory assets under management: $724,834,192 in the October 2021 data and $1,011,889,492 in the October 2026 data, up 40%.
Total employees: 25 in October 2021 and 25 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $755,135,613 to $1,011,889,492 (+34%).

### February 2026
- Registered or notice-filed in AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY.

### January 2026
- No longer registered or notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Nasdaq Dorsey Wright (CRD 104925): Form ADV filing data as of October 2026.