{
  "crd_number": 330316,
  "slug": "naples-wealth-planning-bonita-springs-fl-330316",
  "primary_business_name": "NAPLES WEALTH PLANNING",
  "legal_name": "NAPLES WEALTH PLANNING, LLC",
  "dbas": [],
  "city": "Bonita Springs",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "34940",
  "metro": {
    "cbsa_code": "34940",
    "common_name": "Naples",
    "msa_name": "Naples-Marco Island, FL",
    "path": "/advisors/fl/naples"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-04-11",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-04-01",
  "carried_forward": false,
  "raum_total": 226934674.0,
  "raum_discretionary": 115867784.0,
  "raum_non_discretionary": 111066890.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 13,
  "advisory_employees": 10,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 71013194.0,
      "count": 181
    },
    "high_net_worth_individuals": {
      "raum": 155920554.0,
      "count": 44
    },
    "corporations_other_businesses": {
      "raum": 926.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "MO",
    "NY",
    "OH"
  ],
  "websites": [
    "https://napleswealthplanning.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330316",
  "city_as_filed": "BONITA SPRINGS",
  "url": "https://advisorcensus.com/firm/naples-wealth-planning-bonita-springs-fl-330316",
  "display_name": "Naples Wealth Planning",
  "summary": "Naples Wealth Planning is an SEC-registered investment advisory firm in Bonita Springs, FL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.",
  "citation": "AdvisorCensus. Naples Wealth Planning (CRD 330316): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Naples Wealth Planning compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Naples Wealth Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions."
    },
    {
      "q": "How much does Naples Wealth Planning charge?",
      "a": "Its Form ADV Part 2A brochure dated April 1, 2026 states: Asset-based fee: 0.5% to 2.5% a year (a range, as the brochure states it); Flat fee: $1,000 to $10,000 (separate fixed project fee engagement). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Naples Wealth Planning located?",
      "a": "Naples Wealth Planning's principal office is in Bonita Springs, FL, according to its Form ADV."
    },
    {
      "q": "Is Naples Wealth Planning registered with the SEC or a state?",
      "a": "Naples Wealth Planning is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330316."
    },
    {
      "q": "How much does Naples Wealth Planning manage?",
      "a": "Naples Wealth Planning reports $226,934,674 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (51% discretionary)."
    },
    {
      "q": "How have Naples Wealth Planning's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Naples Wealth Planning: Regulatory assets under management: $466,735,503 in the October 2024 data and $226,934,674 in the October 2026 data, down 51%. Total employees: 15 in October 2024 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Naples Wealth Planning serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (181); high net worth individuals (44); corporations or other businesses not listed above (1)."
    },
    {
      "q": "Which custodians does Naples Wealth Planning use?",
      "a": "Naples Wealth Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Naples Wealth Planning report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330316"
    },
    {
      "q": "Does Naples Wealth Planning state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 1, 2026 says: \"NWP requires a minimum relationship size of $250,000, which may be reduced at its sole discretion.\""
    },
    {
      "q": "What changed in Naples Wealth Planning's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Regulatory assets under management went from $356,289,605 to $226,934,674 (-36%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 466735503.0,
      "total_employees": 15,
      "filing_date": "2024-08-05"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 356289605.0,
      "total_employees": 13,
      "filing_date": "2025-04-02"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 226934674.0,
      "total_employees": 13,
      "filing_date": "2026-04-01"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Regulatory assets under management went from $356,289,605 to $226,934,674 (-36%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 1, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.5% to 2.5% a year",
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $1,000 to $10,000 (separate fixed project fee engagement)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.5% to 2.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Wealth management fees range from 0.50% to 2.50% annually. based on several factors, including, but not limited to the services offered to the Client, the complexity of the services to be provided, the level of Client assets managed by the Advisor, and/or the overall relationship with the Advisor."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "NWP requires a minimum relationship size of $250,000, which may be reduced at its sole discretion."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,000 to $10,000 (separate fixed project fee engagement)"
        ],
        "quotes": [
          "The Advisor may also offer its services as a separate fixed project fee engagement ranging from $1,000 to $10,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.5,
        2.5
      ],
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 1000.0,
          "max": 10000.0,
          "period": "one_time",
          "service": "separate fixed project fee engagement"
        }
      ]
    },
    "quotes": [
      "Wealth management fees range from 0.50% to 2.50% annually. based on several factors, including, but not limited to the services offered to the Client, the complexity of the services to be provided, the level of Client assets managed by the Advisor, and/or the overall relationship with the Advisor.",
      "NWP requires a minimum relationship size of $250,000, which may be reduced at its sole discretion.",
      "The Advisor may also offer its services as a separate fixed project fee engagement ranging from $1,000 to $10,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/naples-wealth-planning-bonita-springs-fl-330316.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 181,
      "fewer_than_5": false,
      "raum": 71013194.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 44,
      "fewer_than_5": false,
      "raum": 155920554.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": true,
      "raum": 926.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330316",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}