{
  "crd_number": 343247,
  "slug": "naples-wealth-advisors-llc-naples-fl-343247",
  "primary_business_name": "NAPLES WEALTH ADVISORS, LLC",
  "legal_name": "NAPLES WEALTH ADVISORS, LLC",
  "dbas": [],
  "city": "Naples",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "15980",
  "metro": {
    "cbsa_code": "15980",
    "common_name": "Cape Coral",
    "msa_name": "Cape Coral-Fort Myers, FL",
    "path": "/advisors/fl/cape-coral"
  },
  "registration_type": "sec",
  "registration_status": "120-Day Approval",
  "registration_date": "2026-07-23",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-06-25",
  "carried_forward": false,
  "raum_total": 0.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "TX"
  ],
  "websites": [
    "https://napleswa.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343247",
  "city_as_filed": "NAPLES",
  "url": "https://advisorcensus.com/firm/naples-wealth-advisors-llc-naples-fl-343247",
  "display_name": "Naples Wealth Advisors, LLC",
  "summary": "Naples Wealth Advisors, LLC is an SEC-registered investment advisory firm in Naples, FL, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 25, 2026.",
  "citation": "AdvisorCensus. Naples Wealth Advisors, LLC (CRD 343247): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Naples Wealth Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Naples Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Naples Wealth Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated June 25, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states); Flat fee: $1,000 to $7,500 (financial planning services); Flat fee: $3,500 to $35,000 a year (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Naples Wealth Advisors, LLC located?",
      "a": "Naples Wealth Advisors, LLC's principal office is in Naples, FL, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Naples Wealth Advisors, LLC registered with the SEC or a state?",
      "a": "Naples Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343247."
    },
    {
      "q": "How much does Naples Wealth Advisors, LLC manage?",
      "a": "Naples Wealth Advisors, LLC reports $0 in regulatory assets under management in its Form ADV filing dated June 25, 2026."
    },
    {
      "q": "Does Naples Wealth Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343247"
    },
    {
      "q": "Does Naples Wealth Advisors, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 25, 2026 says: \"Naples Wealth Advisors requires a minimum of $250,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum at the firm’s discretion.\""
    },
    {
      "q": "What changed in Naples Wealth Advisors, LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1% of assets a year",
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $1,000 to $7,500 (financial planning services)",
      "Flat fee: $3,500 to $35,000 a year (financial planning services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The annual fee for investment management services based on a percentage of assets under management will be up to 1.00%."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Naples Wealth Advisors requires a minimum of $250,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum at the firm’s discretion."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,000 to $7,500 (financial planning services)"
        ],
        "quotes": [
          "Naples Wealth Advisors provides financial planning services under a fixed fee arrangement. A mutually agreed upon fixed fee is charged for financial planning services under this arrangement. The fixed fee ranges between $1,000 and $7,500."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $3,500 to $35,000 a year (financial planning services)"
        ],
        "quotes": [
          "If Naples Wealth Advisors charges a fixed annual fee, the fee ranges between $3,500 and $35,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.0,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 1000.0,
          "max": 7500.0,
          "period": "one_time",
          "service": "financial planning services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 3500.0,
          "max": 35000.0,
          "period": "annual",
          "service": "financial planning services"
        }
      ]
    },
    "quotes": [
      "The annual fee for investment management services based on a percentage of assets under management will be up to 1.00%.",
      "Naples Wealth Advisors requires a minimum of $250,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum at the firm’s discretion.",
      "Naples Wealth Advisors provides financial planning services under a fixed fee arrangement. A mutually agreed upon fixed fee is charged for financial planning services under this arrangement. The fixed fee ranges between $1,000 and $7,500.",
      "If Naples Wealth Advisors charges a fixed annual fee, the fee ranges between $3,500 and $35,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/naples-wealth-advisors-llc-naples-fl-343247.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343247",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}