# Naai Investment Management LLC

> Naai Investment Management LLC is a state-registered investment advisory firm in San Jose, CA, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated May 11, 2026.

- CRD: 336527
- Filed as: NAAI INVESTMENT MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Jose, CA
- Filing period: October 2026
- Form ADV filing dated: May 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/336527
- AdvisorCensus page: https://advisorcensus.com/firm/naai-investment-management-llc-san-jose-ca-336527

## Quick answers

**How is Naai Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Naai Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Naai Investment Management LLC located?**
Naai Investment Management LLC's principal office is in San Jose, CA, according to its Form ADV.

**Is Naai Investment Management LLC registered with the SEC or a state?**
Naai Investment Management LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 336527.

**Does Naai Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/336527

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Not reported | $0 |
| High net worth individuals | Not reported | $0 |
| Banking or thrift institutions | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2025 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- naaiim.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Naai Investment Management LLC (CRD 336527): Form ADV filing data as of October 2026.