# N.V.N.G. Investments, Inc.

> N.V.N.G. Investments, Inc. is an SEC-registered investment advisory firm in Kalamazoo, MI, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 29, 2026.

- CRD: 107446
- Filed as: N.V.N.G. INVESTMENTS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Kalamazoo, MI
- Filing period: October 2026
- Form ADV filing dated: January 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107446
- AdvisorCensus page: https://advisorcensus.com/firm/n-v-n-g-investments-inc-kalamazoo-mi-107446

## Quick answers

**How is N.V.N.G. Investments, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), N.V.N.G. Investments, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is N.V.N.G. Investments, Inc. located?**
N.V.N.G. Investments, Inc.'s principal office is in Kalamazoo, MI, according to its Form ADV.

**Is N.V.N.G. Investments, Inc. registered with the SEC or a state?**
N.V.N.G. Investments, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 107446.

**How much does N.V.N.G. Investments, Inc. manage?**
N.V.N.G. Investments, Inc. reports $329,523,178 in regulatory assets under management in its Form ADV filing dated January 29, 2026 (100% discretionary).

**How have N.V.N.G. Investments, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for N.V.N.G. Investments, Inc.: Regulatory assets under management: $184,968,058 in the October 2021 data and $329,523,178 in the October 2026 data, up 78%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does N.V.N.G. Investments, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (39).

**Does N.V.N.G. Investments, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107446

**What changed in N.V.N.G. Investments, Inc.'s recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $260,490,031 to $329,523,178 (+27%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $329,523,178
- Discretionary: $329,523,178
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,389,574 |
| High net worth individuals | 39 | $328,133,604 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107446

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $184,968,058 | 1 | March 25, 2021 |
| October 2022 | $233,834,824 | 1 | May 25, 2022 |
| October 2023 | $172,862,677 | 1 | March 13, 2023 |
| October 2024 | $225,172,237 | 1 | February 1, 2024 |
| October 2025 | $260,490,031 | 1 | January 15, 2025 |
| October 2026 | $329,523,178 | 1 | January 29, 2026 |

Regulatory assets under management: $184,968,058 in the October 2021 data and $329,523,178 in the October 2026 data, up 78%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $260,490,031 to $329,523,178 (+27%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. N.V.N.G. Investments, Inc. (CRD 107446): Form ADV filing data as of October 2026.