{
  "crd_number": 107446,
  "slug": "n-v-n-g-investments-inc-kalamazoo-mi-107446",
  "primary_business_name": "N.V.N.G. INVESTMENTS, INC.",
  "legal_name": "N.V.N.G. INVESTMENTS, INC.",
  "dbas": [],
  "city": "Kalamazoo",
  "state": "MI",
  "country": "United States",
  "cbsa_code": "28020",
  "metro": {
    "cbsa_code": "28020",
    "common_name": "Kalamazoo",
    "msa_name": "Kalamazoo-Portage, MI",
    "path": "/advisors/mi/kalamazoo"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-04-27",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-01-29",
  "carried_forward": false,
  "raum_total": 329523178.0,
  "raum_discretionary": 329523178.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 1389574.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 328133604.0,
      "count": 39
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107446",
  "disclosure_items": [
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "KALAMAZOO",
  "url": "https://advisorcensus.com/firm/n-v-n-g-investments-inc-kalamazoo-mi-107446",
  "display_name": "N.V.N.G. Investments, Inc.",
  "summary": "N.V.N.G. Investments, Inc. is an SEC-registered investment advisory firm in Kalamazoo, MI, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 29, 2026.",
  "citation": "AdvisorCensus. N.V.N.G. Investments, Inc. (CRD 107446): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is N.V.N.G. Investments, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), N.V.N.G. Investments, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is N.V.N.G. Investments, Inc. located?",
      "a": "N.V.N.G. Investments, Inc.'s principal office is in Kalamazoo, MI, according to its Form ADV."
    },
    {
      "q": "Is N.V.N.G. Investments, Inc. registered with the SEC or a state?",
      "a": "N.V.N.G. Investments, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 107446."
    },
    {
      "q": "How much does N.V.N.G. Investments, Inc. manage?",
      "a": "N.V.N.G. Investments, Inc. reports $329,523,178 in regulatory assets under management in its Form ADV filing dated January 29, 2026 (100% discretionary)."
    },
    {
      "q": "How have N.V.N.G. Investments, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for N.V.N.G. Investments, Inc.: Regulatory assets under management: $184,968,058 in the October 2021 data and $329,523,178 in the October 2026 data, up 78%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does N.V.N.G. Investments, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (39)."
    },
    {
      "q": "Does N.V.N.G. Investments, Inc. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107446"
    },
    {
      "q": "What changed in N.V.N.G. Investments, Inc.'s recent Form ADV filings?",
      "a": "In the February 2026 filing data: Regulatory assets under management went from $260,490,031 to $329,523,178 (+27%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 184968058.0,
      "total_employees": 1,
      "filing_date": "2021-03-25"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 233834824.0,
      "total_employees": 1,
      "filing_date": "2022-05-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 172862677.0,
      "total_employees": 1,
      "filing_date": "2023-03-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 225172237.0,
      "total_employees": 1,
      "filing_date": "2024-02-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 260490031.0,
      "total_employees": 1,
      "filing_date": "2025-01-15"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 329523178.0,
      "total_employees": 1,
      "filing_date": "2026-01-29"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $260,490,031 to $329,523,178 (+27%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/n-v-n-g-investments-inc-kalamazoo-mi-107446.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": true,
      "raum": 1389574.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 39,
      "fewer_than_5": false,
      "raum": 328133604.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107446",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}