# MWM Wealth Advisory, LLC

> MWM Wealth Advisory, LLC is an SEC-registered investment advisory firm in Plymouth, MN, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 21, 2026.

- CRD: 287705
- Filed as: MWM WEALTH ADVISORY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Plymouth, MN
- Filing period: October 2026
- Form ADV filing dated: September 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/287705
- AdvisorCensus page: https://advisorcensus.com/firm/mwm-wealth-advisory-llc-plymouth-mn-287705

## Quick answers

**How is MWM Wealth Advisory, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), MWM Wealth Advisory, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is MWM Wealth Advisory, LLC located?**
MWM Wealth Advisory, LLC's principal office is in Plymouth, MN, according to its Form ADV.

**Is MWM Wealth Advisory, LLC registered with the SEC or a state?**
MWM Wealth Advisory, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 287705.

**How much does MWM Wealth Advisory, LLC manage?**
MWM Wealth Advisory, LLC reports $144,400,000 in regulatory assets under management in its Form ADV filing dated September 21, 2026 (0% discretionary).

**How have MWM Wealth Advisory, LLC's assets and staff changed since 2025?**
In the Form ADV data for MWM Wealth Advisory, LLC: Regulatory assets under management: $119,100,000 in the October 2025 data and $144,400,000 in the October 2026 data, up 21%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does MWM Wealth Advisory, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (164); high net worth individuals (40).

**Which custodians does MWM Wealth Advisory, LLC use?**
MWM Wealth Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does MWM Wealth Advisory, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287705

**Does MWM Wealth Advisory, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated May 22, 2026 says: "MWM does not require an account minimum."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 22, 2026)

- Account minimum: None

> MWM does not require an account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $144,400,000
- Discretionary: $0
- Non-discretionary: $144,400,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 164 | $45,000,000 |
| High net worth individuals | 40 | $99,400,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: MN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mwm4wealth.com
- mwmprompt.com
- Facebook facebook.com
- Instagram @millerbernd_wealth_management
- LinkedIn @NATE-MILLERBERND-5011437

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $119,100,000 | 1 | April 9, 2025 |
| October 2026 | $144,400,000 | 1 | September 21, 2026 |

Regulatory assets under management: $119,100,000 in the October 2025 data and $144,400,000 in the October 2026 data, up 21%.
Total employees: 1 in October 2025 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MWM Wealth Advisory, LLC (CRD 287705): Form ADV filing data as of October 2026.