# MWM Group LLC

> MWM Group LLC is an SEC-registered investment advisory firm in Cedarhurst, NY, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 22, 2026.

- CRD: 164123
- Filed as: MWM GROUP LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cedarhurst, NY
- Filing period: October 2026
- Form ADV filing dated: May 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/164123
- AdvisorCensus page: https://advisorcensus.com/firm/mwm-group-llc-cedarhurst-ny-164123

## Quick answers

**How is MWM Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), MWM Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**How much does MWM Group LLC charge?**
Its Form ADV Part 2A brochure dated May 22, 2026 states: Asset-based fee: 0.35% to 2.5% a year (a range, as the brochure states it); Hourly rate: $200 to $500 an hour (Financial planning); Flat fee: $2,000 to $10,000 (Financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is MWM Group LLC located?**
MWM Group LLC's principal office is in Cedarhurst, NY, according to its Form ADV.

**Is MWM Group LLC registered with the SEC or a state?**
MWM Group LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 164123.

**How much does MWM Group LLC manage?**
MWM Group LLC reports $430,971,085 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (99% discretionary).

**How have MWM Group LLC's assets and staff changed since 2021?**
In the Form ADV data for MWM Group LLC: Regulatory assets under management: $208,791,301 in the October 2021 data and $430,971,085 in the October 2026 data, up 106%. Total employees: 2 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does MWM Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (265); high net worth individuals (63); corporations or other businesses not listed above (36).

**Which custodians does MWM Group LLC use?**
MWM Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does MWM Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164123

**Does MWM Group LLC state an account minimum?**
Its Form ADV Part 2A brochure dated May 22, 2026 says: "MWM Group requires each client to place at least $25,000 with the firm. This minimum may be waived in the discretion of MWM Group."

**What changed in MWM Group LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $362,427,459 to $430,971,085 (+19%). Registered or notice-filed in PA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Fees and minimums (Form ADV Part 2A brochure dated May 22, 2026)

- Asset-based fee: 0.35% to 2.5% a year (a range, as the brochure states it)

> Generally, fees vary from 0.35% to 2.50% per annum of the net value of a client’s accounts managed by MWM Group. The fee range stated is a guide. Fees are negotiable

- Account minimum: $25,000 (the brochure says it may be waived or negotiated)

> MWM Group requires each client to place at least $25,000 with the firm. This minimum may be waived in the discretion of MWM Group.

- Hourly rate: $200 to $500 an hour (Financial planning)

> Our hourly charges range from $200 to $500 per hour, depending upon the nature of the engagement and the professional providing the service.

- Flat fee: $2,000 to $10,000 (Financial planning)

> Fixed fees will be between $2,000 and $10,000. The fee range stated is a guide.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $430,971,085
- Discretionary: $428,580,236
- Non-discretionary: $2,390,849

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 265 | $53,230,380 |
| High net worth individuals | 63 | $195,400,800 |
| Corporations or other businesses not listed above | 36 | $182,339,905 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, MD, NJ, NY, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $208,791,301 | 2 | April 8, 2021 |
| October 2022 | $266,849,363 | 4 | March 4, 2022 |
| October 2023 | $244,328,805 | 5 | March 30, 2023 |
| October 2024 | $306,266,048 | 4 | May 9, 2024 |
| October 2025 | $362,427,459 | 4 | March 28, 2025 |
| October 2026 | $430,971,085 | 4 | May 22, 2026 |

Regulatory assets under management: $208,791,301 in the October 2021 data and $430,971,085 in the October 2026 data, up 106%.
Total employees: 2 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $362,427,459 to $430,971,085 (+19%).
- Registered or notice-filed in PA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MWM Group LLC (CRD 164123): Form ADV filing data as of October 2026.