{
  "crd_number": 164123,
  "slug": "mwm-group-llc-cedarhurst-ny-164123",
  "primary_business_name": "MWM GROUP LLC",
  "legal_name": "MWM GROUP LLC",
  "dbas": [],
  "city": "Cedarhurst",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-05-12",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-05-22",
  "carried_forward": false,
  "raum_total": 430971085.0,
  "raum_discretionary": 428580236.0,
  "raum_non_discretionary": 2390849.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 53230380.0,
      "count": 265
    },
    "high_net_worth_individuals": {
      "raum": 195400800.0,
      "count": 63
    },
    "corporations_other_businesses": {
      "raum": 182339905.0,
      "count": 36
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "MD",
    "NJ",
    "NY",
    "PA"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164123",
  "city_as_filed": "CEDARHURST",
  "url": "https://advisorcensus.com/firm/mwm-group-llc-cedarhurst-ny-164123",
  "display_name": "MWM Group LLC",
  "summary": "MWM Group LLC is an SEC-registered investment advisory firm in Cedarhurst, NY, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 22, 2026.",
  "citation": "AdvisorCensus. MWM Group LLC (CRD 164123): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is MWM Group LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), MWM Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions."
    },
    {
      "q": "How much does MWM Group LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated May 22, 2026 states: Asset-based fee: 0.35% to 2.5% a year (a range, as the brochure states it); Hourly rate: $200 to $500 an hour (Financial planning); Flat fee: $2,000 to $10,000 (Financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is MWM Group LLC located?",
      "a": "MWM Group LLC's principal office is in Cedarhurst, NY, according to its Form ADV."
    },
    {
      "q": "Is MWM Group LLC registered with the SEC or a state?",
      "a": "MWM Group LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 164123."
    },
    {
      "q": "How much does MWM Group LLC manage?",
      "a": "MWM Group LLC reports $430,971,085 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (99% discretionary)."
    },
    {
      "q": "How have MWM Group LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for MWM Group LLC: Regulatory assets under management: $208,791,301 in the October 2021 data and $430,971,085 in the October 2026 data, up 106%. Total employees: 2 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does MWM Group LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (265); high net worth individuals (63); corporations or other businesses not listed above (36)."
    },
    {
      "q": "Which custodians does MWM Group LLC use?",
      "a": "MWM Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does MWM Group LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164123"
    },
    {
      "q": "Does MWM Group LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated May 22, 2026 says: \"MWM Group requires each client to place at least $25,000 with the firm. This minimum may be waived in the discretion of MWM Group.\""
    },
    {
      "q": "What changed in MWM Group LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $362,427,459 to $430,971,085 (+19%). Registered or notice-filed in PA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 208791301.0,
      "total_employees": 2,
      "filing_date": "2021-04-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 266849363.0,
      "total_employees": 4,
      "filing_date": "2022-03-04"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 244328805.0,
      "total_employees": 5,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 306266048.0,
      "total_employees": 4,
      "filing_date": "2024-05-09"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 362427459.0,
      "total_employees": 4,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 430971085.0,
      "total_employees": 4,
      "filing_date": "2026-05-22"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $362,427,459 to $430,971,085 (+19%).",
        "Registered or notice-filed in PA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 22, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.35% to 2.5% a year",
    "stated_maximum": null,
    "account_minimum": "$25,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $200 to $500 an hour (Financial planning)",
      "Flat fee: $2,000 to $10,000 (Financial planning)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.35% to 2.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Generally, fees vary from 0.35% to 2.50% per annum of the net value of a client’s accounts managed by MWM Group. The fee range stated is a guide. Fees are negotiable"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $25,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "MWM Group requires each client to place at least $25,000 with the firm. This minimum may be waived in the discretion of MWM Group."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $200 to $500 an hour (Financial planning)"
        ],
        "quotes": [
          "Our hourly charges range from $200 to $500 per hour, depending upon the nature of the engagement and the professional providing the service."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $2,000 to $10,000 (Financial planning)"
        ],
        "quotes": [
          "Fixed fees will be between $2,000 and $10,000. The fee range stated is a guide."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.35,
        2.5
      ],
      "max_pct": null,
      "account_minimum": 25000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 200.0,
          "max": 500.0,
          "period": "hour",
          "service": "Financial planning"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 2000.0,
          "max": 10000.0,
          "period": "one_time",
          "service": "Financial planning"
        }
      ]
    },
    "quotes": [
      "Generally, fees vary from 0.35% to 2.50% per annum of the net value of a client’s accounts managed by MWM Group. The fee range stated is a guide. Fees are negotiable",
      "MWM Group requires each client to place at least $25,000 with the firm. This minimum may be waived in the discretion of MWM Group.",
      "Our hourly charges range from $200 to $500 per hour, depending upon the nature of the engagement and the professional providing the service.",
      "Fixed fees will be between $2,000 and $10,000. The fee range stated is a guide."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/mwm-group-llc-cedarhurst-ny-164123.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 265,
      "fewer_than_5": false,
      "raum": 53230380.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 63,
      "fewer_than_5": false,
      "raum": 195400800.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 36,
      "fewer_than_5": false,
      "raum": 182339905.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164123",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}