{
  "crd_number": 106523,
  "slug": "mutual-of-america-capital-management-llc-new-york-ny-106523",
  "primary_business_name": "MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC",
  "legal_name": "MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1993-05-12",
  "years_registered": 33,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 20125554890.0,
  "raum_discretionary": 20125554890.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 37,
  "advisory_employees": 22,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 5036793.0,
      "count": null,
      "description": "PROPRIETARY",
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 66299116.0,
      "count": null,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 4679254102.0,
      "count": null,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 15374964879.0,
      "count": 2
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [],
  "websites": [
    "https://facebook.com/MUTUALOFAMERICA",
    "https://linkedin.com/company/moacapitalmanagement",
    "https://linkedin.com/company/mutualofamerica",
    "https://m.mutualofamerica.com",
    "https://moacapitalmanagement.com",
    "https://moafunds.com",
    "https://mutualofamerica.com",
    "https://x.com/mutualofamerica",
    "https://youtube.com/c/MutualofAmericaFinancialGroup"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106523",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/mutual-of-america-capital-management-llc-new-york-ny-106523",
  "display_name": "Mutual of America Capital Management LLC",
  "summary": "Mutual of America Capital Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 1993, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Mutual of America Capital Management LLC (CRD 106523): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Mutual of America Capital Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mutual of America Capital Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Mutual of America Capital Management LLC located?",
      "a": "Mutual of America Capital Management LLC's principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Mutual of America Capital Management LLC registered with the SEC or a state?",
      "a": "Mutual of America Capital Management LLC is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 106523."
    },
    {
      "q": "How much does Mutual of America Capital Management LLC manage?",
      "a": "Mutual of America Capital Management LLC reports $20,125,554,890 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have Mutual of America Capital Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Mutual of America Capital Management LLC: Regulatory assets under management: $19,718,021,852 in the October 2021 data and $20,125,554,890 in the October 2026 data, up 2%. Total employees: 32 in October 2021 and 37 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Mutual of America Capital Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (2)."
    },
    {
      "q": "Which custodians does Mutual of America Capital Management LLC use?",
      "a": "Mutual of America Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists The Bank of New York Mellon Corporation as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Mutual of America Capital Management LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106523"
    },
    {
      "q": "What changed in Mutual of America Capital Management LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 24 to 22."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 19718021852.0,
      "total_employees": 32,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 21373332189.0,
      "total_employees": 33,
      "filing_date": "2022-07-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 17951765064.0,
      "total_employees": 32,
      "filing_date": "2023-04-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 18109951552.0,
      "total_employees": 34,
      "filing_date": "2024-08-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 19170821878.0,
      "total_employees": 31,
      "filing_date": "2025-05-07"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 20125554890.0,
      "total_employees": 37,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 24 to 22."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "The Bank of New York Mellon Corporation",
      "name_as_filed": "THE BANK OF NEW YORK MELLON CORPORATION",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/mutual-of-america-capital-management-llc-new-york-ny-106523.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 2,
      "fewer_than_5": false,
      "raum": 15374964879.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 66299116.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": true,
      "raum": 4679254102.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 5036793.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106523",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}