{ "crd_number": 117737, "slug": "mustard-seed-wealth-management-magnolia-ar-117737", "primary_business_name": "MUSTARD SEED WEALTH MANAGEMENT", "legal_name": "MUSTARD SEED FINANCIAL, LLC", "dbas": [ "MUSTARD SEED WEALTH MANAGEMENT" ], "city": "Magnolia", "state": "AR", "country": "United States", "cbsa_code": "31620", "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2006-05-02", "years_registered": 20, "period": "2026-10-01", "filing_date": "2026-03-04", "carried_forward": false, "raum_total": 449395972.0, "raum_discretionary": 431212526.0, "raum_non_discretionary": 18183446.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 10, "advisory_employees": 9, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 22012965.0, "count": 28 }, "individuals": { "raum": 184335376.0, "count": 528 }, "pension_profit_sharing": { "raum": 2723561.0, "count": 25 }, "high_net_worth_individuals": { "raum": 239928407.0, "count": 151 }, "corporations_other_businesses": { "raum": 395663.0, "count": 2, "fewer_than_5": true } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AR", "LA", "NE", "OK", "TX" ], "websites": [ "https://facebook.com/Mustard-Seed-Wealth-Management-108047760893213", "https://linkedin.com/COMPANY/MUSTARD-SEED-WEALTH-MANAGEMENT", "https://msfwm.com", "https://mustardseedfinancial.com", "https://youtube.com/channel/UCzRaPa6HPwsIpcjoMsbulRA" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117737", "city_as_filed": "MAGNOLIA", "url": "https://advisorcensus.com/firm/mustard-seed-wealth-management-magnolia-ar-117737", "display_name": "Mustard Seed Wealth Management", "summary": "Mustard Seed Wealth Management is an SEC-registered investment advisory firm in Magnolia, AR, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.", "citation": "AdvisorCensus. Mustard Seed Wealth Management (CRD 117737): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Mustard Seed Wealth Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Mustard Seed Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Mustard Seed Wealth Management located?", "a": "Mustard Seed Wealth Management's principal office is in Magnolia, AR, according to its Form ADV; the April 2026 filing also lists 5 other offices (Schedule D, Section 1.F)." }, { "q": "Is Mustard Seed Wealth Management registered with the SEC or a state?", "a": "Mustard Seed Wealth Management is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 117737." }, { "q": "How much does Mustard Seed Wealth Management manage?", "a": "Mustard Seed Wealth Management reports $449,395,972 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (96% discretionary)." }, { "q": "How have Mustard Seed Wealth Management's assets and staff changed since 2021?", "a": "In the Form ADV data for Mustard Seed Wealth Management: Regulatory assets under management: $285,017,512 in the October 2021 data and $449,395,972 in the October 2026 data, up 58%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Mustard Seed Wealth Management serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (528); high net worth individuals (151); charitable organizations (28)." }, { "q": "Which custodians does Mustard Seed Wealth Management use?", "a": "Mustard Seed Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Mustard Seed Wealth Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117737" }, { "q": "What changed in Mustard Seed Wealth Management's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 8 to 9." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 285017512.0, "total_employees": 10, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 330922966.0, "total_employees": 10, "filing_date": "2022-05-03" }, { "period": "2023-10-01", "regulatory_assets_under_management": 313017596.0, "total_employees": 11, "filing_date": "2023-07-17" }, { "period": "2024-10-01", "regulatory_assets_under_management": 364014879.0, "total_employees": 9, "filing_date": "2024-09-05" }, { "period": "2025-10-01", "regulatory_assets_under_management": 413567032.0, "total_employees": 10, "filing_date": "2025-03-11" }, { "period": "2026-10-01", "regulatory_assets_under_management": 449395972.0, "total_employees": 10, "filing_date": "2026-03-04" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 8 to 9." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/mustard-seed-wealth-management-magnolia-ar-117737.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 528, "fewer_than_5": false, "raum": 184335376.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 151, "fewer_than_5": false, "raum": 239928407.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 25, "fewer_than_5": false, "raum": 2723561.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 28, "fewer_than_5": false, "raum": 22012965.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 2, "fewer_than_5": true, "raum": 395663.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117737", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }