{ "crd_number": 142783, "slug": "murray-securities-inc-tyler-tx-142783", "primary_business_name": "MURRAY SECURITIES, INC.", "legal_name": "MURRAY SECURITIES, INC.", "dbas": [ "MURRAY SECURITIES, INC" ], "city": "Tyler", "state": "TX", "country": "United States", "cbsa_code": "46340", "metro": { "cbsa_code": "46340", "common_name": "Tyler", "msa_name": "Tyler, TX", "path": "/advisors/tx/tyler" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-09-01", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-09-03", "carried_forward": false, "raum_total": 116646361.0, "raum_discretionary": 98795111.0, "raum_non_discretionary": 17851250.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 4, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 6346161.0, "count": 18 }, "high_net_worth_individuals": { "raum": 110300200.0, "count": 32 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "TX" ], "websites": [ "https://murraysecuritiesinc.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142783", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "TYLER", "url": "https://advisorcensus.com/firm/murray-securities-inc-tyler-tx-142783", "display_name": "Murray Securities, Inc.", "summary": "Murray Securities, Inc. is an SEC-registered investment advisory firm in Tyler, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 3, 2026.", "citation": "AdvisorCensus. Murray Securities, Inc. (CRD 142783): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Murray Securities, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Murray Securities, Inc. reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Murray Securities, Inc. located?", "a": "Murray Securities, Inc.'s principal office is in Tyler, TX, according to its Form ADV." }, { "q": "Is Murray Securities, Inc. registered with the SEC or a state?", "a": "Murray Securities, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 142783." }, { "q": "How much does Murray Securities, Inc. manage?", "a": "Murray Securities, Inc. reports $116,646,361 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (85% discretionary)." }, { "q": "What types of clients does Murray Securities, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (32); individuals (other than high net worth individuals) (18)." }, { "q": "Which custodians does Murray Securities, Inc. use?", "a": "Murray Securities, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Hilltop Securities Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Murray Securities, Inc. report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142783" }, { "q": "What changed in Murray Securities, Inc.'s recent Form ADV filings?", "a": "In the October 2026 filing data: Added the business name Murray Securities, Inc. Moved from state registration to SEC registration. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Added the business name Murray Securities, Inc.", "Moved from state registration to SEC registration.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Hilltop Securities Inc.", "name_as_filed": "HILLTOP SECURITIES INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/murray-securities-inc-tyler-tx-142783.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 18, "fewer_than_5": false, "raum": 6346161.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 32, "fewer_than_5": false, "raum": 110300200.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142783", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }