# Murphy & Mullick Capital Management Corp

> Murphy & Mullick Capital Management Corp is an SEC-registered investment advisory firm in Smithtown, NY, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 21, 2026.

- CRD: 328629
- Filed as: MURPHY & MULLICK CAPITAL MANAGEMENT CORP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Smithtown, NY
- Filing period: October 2026
- Form ADV filing dated: March 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328629
- AdvisorCensus page: https://advisorcensus.com/firm/murphy-and-mullick-capital-management-corp-smithtown-ny-328629

## Quick answers

**How is Murphy & Mullick Capital Management Corp compensated?**
On its Form ADV (Item 5.E, October 2026), Murphy & Mullick Capital Management Corp reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Murphy & Mullick Capital Management Corp charge?**
Its Form ADV Part 2A brochure dated March 20, 2026 states: Flat fee: $1,000 to $10,000 (financial planning and/or consulting services…); Hourly rate: $100 to $325 an hour (planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Murphy & Mullick Capital Management Corp located?**
Murphy & Mullick Capital Management Corp's principal office is in Smithtown, NY, according to its Form ADV.

**Is Murphy & Mullick Capital Management Corp registered with the SEC or a state?**
Murphy & Mullick Capital Management Corp is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 328629.

**How much does Murphy & Mullick Capital Management Corp manage?**
Murphy & Mullick Capital Management Corp reports $174,100,000 in regulatory assets under management in its Form ADV filing dated March 21, 2026 (100% discretionary).

**How have Murphy & Mullick Capital Management Corp's assets and staff changed since 2024?**
In the Form ADV data for Murphy & Mullick Capital Management Corp: Regulatory assets under management: $0 in the October 2024 data and $174,100,000 in the October 2026 data. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Murphy & Mullick Capital Management Corp serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (236); high net worth individuals (200).

**Which custodians does Murphy & Mullick Capital Management Corp use?**
Murphy & Mullick Capital Management Corp's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Murphy & Mullick Capital Management Corp report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328629

**What changed in Murphy & Mullick Capital Management Corp's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $136,317,000 to $174,100,000 (+28%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Flat fee: $1,000 to $10,000 (financial planning and/or consulting services…)

> Registrant’s planning and consulting fees are negotiable, depending upon the level and scope of the service(s) required and the professional(s) rendering the service(s), but generally range from $1,000 to $10,000 on a fixed fee basis.

- Hourly rate: $100 to $325 an hour (planning and consulting services)

> The Registrant may also be engaged to provide planning and consulting services on an hourly basis, ranging from $100 up to $325 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $174,100,000
- Discretionary: $174,100,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 236 | $53,645,000 |
| High net worth individuals | 200 | $120,455,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CT, FL, IL, IN, LA, MA, MD, MN, NC, NJ, NV, NY, OH, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mmcmgmt.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 2 | July 12, 2024 |
| October 2025 | $136,317,000 | 4 | June 25, 2025 |
| October 2026 | $174,100,000 | 2 | March 21, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $174,100,000 in the October 2026 data.
Total employees: 2 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $136,317,000 to $174,100,000 (+28%).

### January 2026
- No longer registered or notice-filed in TN.

### December 2025
- Registered or notice-filed in AZ, CT, IN, MD, NV, SC, VA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Murphy & Mullick Capital Management Corp (CRD 328629): Form ADV filing data as of October 2026.