{
  "crd_number": 328629,
  "slug": "murphy-and-mullick-capital-management-corp-smithtown-ny-328629",
  "primary_business_name": "MURPHY & MULLICK CAPITAL MANAGEMENT CORP",
  "legal_name": "MURPHY & MULLICK CAPITAL MANAGEMENT CORP",
  "dbas": [],
  "city": "Smithtown",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-08-09",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-21",
  "carried_forward": false,
  "raum_total": 174100000.0,
  "raum_discretionary": 174100000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 53645000.0,
      "count": 236
    },
    "high_net_worth_individuals": {
      "raum": 120455000.0,
      "count": 200
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CT",
    "FL",
    "IL",
    "IN",
    "LA",
    "MA",
    "MD",
    "MN",
    "NC",
    "NJ",
    "NV",
    "NY",
    "OH",
    "PA",
    "SC",
    "TX",
    "VA"
  ],
  "websites": [
    "https://mmcmgmt.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328629",
  "city_as_filed": "SMITHTOWN",
  "url": "https://advisorcensus.com/firm/murphy-and-mullick-capital-management-corp-smithtown-ny-328629",
  "display_name": "Murphy & Mullick Capital Management Corp",
  "summary": "Murphy & Mullick Capital Management Corp is an SEC-registered investment advisory firm in Smithtown, NY, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 21, 2026.",
  "citation": "AdvisorCensus. Murphy & Mullick Capital Management Corp (CRD 328629): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Murphy & Mullick Capital Management Corp compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Murphy & Mullick Capital Management Corp reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Murphy & Mullick Capital Management Corp charge?",
      "a": "Its Form ADV Part 2A brochure dated March 20, 2026 states: Flat fee: $1,000 to $10,000 (financial planning and/or consulting services…); Hourly rate: $100 to $325 an hour (planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Murphy & Mullick Capital Management Corp located?",
      "a": "Murphy & Mullick Capital Management Corp's principal office is in Smithtown, NY, according to its Form ADV."
    },
    {
      "q": "Is Murphy & Mullick Capital Management Corp registered with the SEC or a state?",
      "a": "Murphy & Mullick Capital Management Corp is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 328629."
    },
    {
      "q": "How much does Murphy & Mullick Capital Management Corp manage?",
      "a": "Murphy & Mullick Capital Management Corp reports $174,100,000 in regulatory assets under management in its Form ADV filing dated March 21, 2026 (100% discretionary)."
    },
    {
      "q": "How have Murphy & Mullick Capital Management Corp's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Murphy & Mullick Capital Management Corp: Regulatory assets under management: $0 in the October 2024 data and $174,100,000 in the October 2026 data. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Murphy & Mullick Capital Management Corp serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (236); high net worth individuals (200)."
    },
    {
      "q": "Which custodians does Murphy & Mullick Capital Management Corp use?",
      "a": "Murphy & Mullick Capital Management Corp's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Murphy & Mullick Capital Management Corp report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328629"
    },
    {
      "q": "What changed in Murphy & Mullick Capital Management Corp's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $136,317,000 to $174,100,000 (+28%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 2,
      "filing_date": "2024-07-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 136317000.0,
      "total_employees": 4,
      "filing_date": "2025-06-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 174100000.0,
      "total_employees": 2,
      "filing_date": "2026-03-21"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $136,317,000 to $174,100,000 (+28%)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in TN."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in AZ, CT, IN, MD, NV, SC, VA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 20, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $1,000 to $10,000 (financial planning and/or consulting services…)",
      "Hourly rate: $100 to $325 an hour (planning and consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,000 to $10,000 (financial planning and/or consulting services…)"
        ],
        "quotes": [
          "Registrant’s planning and consulting fees are negotiable, depending upon the level and scope of the service(s) required and the professional(s) rendering the service(s), but generally range from $1,000 to $10,000 on a fixed fee basis."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $325 an hour (planning and consulting services)"
        ],
        "quotes": [
          "The Registrant may also be engaged to provide planning and consulting services on an hourly basis, ranging from $100 up to $325 per hour."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 1000.0,
          "max": 10000.0,
          "period": "one_time",
          "service": "financial planning and/or consulting services (including investment and non-investment related matters, including estate"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 325.0,
          "period": "hour",
          "service": "planning and consulting services"
        }
      ]
    },
    "quotes": [
      "Registrant’s planning and consulting fees are negotiable, depending upon the level and scope of the service(s) required and the professional(s) rendering the service(s), but generally range from $1,000 to $10,000 on a fixed fee basis.",
      "The Registrant may also be engaged to provide planning and consulting services on an hourly basis, ranging from $100 up to $325 per hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/murphy-and-mullick-capital-management-corp-smithtown-ny-328629.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 236,
      "fewer_than_5": false,
      "raum": 53645000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 200,
      "fewer_than_5": false,
      "raum": 120455000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328629",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}