# Municipal Asset Management Inc

> Municipal Asset Management Inc is an SEC-registered investment advisory firm in Rye Brook, NY, registered since 1994, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 108320
- Filed as: MUNICIPAL ASSET MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rye Brook, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108320
- AdvisorCensus page: https://advisorcensus.com/firm/municipal-asset-management-inc-rye-brook-ny-108320

## Quick answers

**How is Municipal Asset Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Municipal Asset Management Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Municipal Asset Management Inc located?**
Municipal Asset Management Inc's principal office is in Rye Brook, NY, according to its Form ADV.

**Is Municipal Asset Management Inc registered with the SEC or a state?**
Municipal Asset Management Inc is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 108320.

**How much does Municipal Asset Management Inc manage?**
Municipal Asset Management Inc reports $112,833,152 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Municipal Asset Management Inc's assets and staff changed since 2021?**
In the Form ADV data for Municipal Asset Management Inc: Regulatory assets under management: $491,693,844 in the October 2021 data and $112,833,152 in the October 2026 data, down 77%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Municipal Asset Management Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (16); individuals (other than high net worth individuals) (5).

**Which custodians does Municipal Asset Management Inc use?**
Municipal Asset Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Municipal Asset Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108320

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $112,833,152
- Discretionary: $112,833,152
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $2,647,662 |
| High net worth individuals | 16 | $99,379,750 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $9,784 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $1,543,325 |
| Other | Fewer than 5 | $9,252,631 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 1994 (32 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [maminvestments.com](https://maminvestments.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $491,693,844 | 4 | March 31, 2021 |
| October 2022 | $352,256,083 | 3 | March 31, 2022 |
| October 2023 | $116,206,483 | 3 | March 31, 2023 |
| October 2024 | $120,793,571 | 3 | March 29, 2024 |
| October 2025 | $109,365,008 | 3 | March 31, 2025 |
| October 2026 | $112,833,152 | 3 | March 30, 2026 |

Regulatory assets under management: $491,693,844 in the October 2021 data and $112,833,152 in the October 2026 data, down 77%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Municipal Asset Management Inc (CRD 108320): Form ADV filing data as of October 2026.