{ "crd_number": 150356, "slug": "much-wealth-management-inc-southlake-tx-150356", "primary_business_name": "MUCH WEALTH MANAGEMENT, INC.", "legal_name": "MUCH WEALTH MANAGEMENT, INC.", "dbas": [], "city": "Southlake", "state": "TX", "country": "United States", "cbsa_code": "19100", "metro": { "cbsa_code": "19100", "common_name": "Dallas", "msa_name": "Dallas-Fort Worth-Arlington, TX", "path": "/advisors/tx/dallas" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2009-09-23", "years_registered": 17, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 37133242.0, "raum_discretionary": 31629358.0, "raum_non_discretionary": 5503884.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 3, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 11269236.0, "count": 83 }, "high_net_worth_individuals": { "raum": 25864006.0, "count": 35 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [ "CA", "TX" ], "websites": [ "https://facebook.com/Much-Wealth-Management-101892268316309", "https://muchfinancialservices.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150356", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "SOUTHLAKE", "url": "https://advisorcensus.com/firm/much-wealth-management-inc-southlake-tx-150356", "display_name": "Much Wealth Management, Inc.", "summary": "Much Wealth Management, Inc. is a state-registered investment advisory firm in Southlake, TX, registered since 2009, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Much Wealth Management, Inc. (CRD 150356): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Much Wealth Management, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Much Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Much Wealth Management, Inc. located?", "a": "Much Wealth Management, Inc.'s principal office is in Southlake, TX, according to its Form ADV." }, { "q": "Is Much Wealth Management, Inc. registered with the SEC or a state?", "a": "Much Wealth Management, Inc. is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 150356." }, { "q": "How much does Much Wealth Management, Inc. manage?", "a": "Much Wealth Management, Inc. reports $37,133,242 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (85% discretionary)." }, { "q": "What types of clients does Much Wealth Management, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (83); high net worth individuals (35)." }, { "q": "Does Much Wealth Management, Inc. report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/150356" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/much-wealth-management-inc-southlake-tx-150356.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 83, "fewer_than_5": false, "raum": 11269236.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 35, "fewer_than_5": false, "raum": 25864006.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150356", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }