# MPM Financial Corporation

> MPM Financial Corporation is a state-registered investment advisory firm, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 11, 2026.

- CRD: 309695
- Filed as: MPM FINANCIAL CORPORATION
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Minnesota
- Filing period: October 2026
- Form ADV filing dated: September 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/309695
- AdvisorCensus page: https://advisorcensus.com/firm/mpm-financial-corporation-309695

## Quick answers

**How is MPM Financial Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), MPM Financial Corporation reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is MPM Financial Corporation registered with the SEC or a state?**
MPM Financial Corporation is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 309695.

**How much does MPM Financial Corporation manage?**
MPM Financial Corporation reports $31,366,000 in regulatory assets under management in its Form ADV filing dated September 11, 2026 (100% discretionary).

**What types of clients does MPM Financial Corporation serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (53); high net worth individuals (13).

**Does MPM Financial Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/309695

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $31,366,000
- Discretionary: $31,366,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 53 | $12,275,000 |
| High net worth individuals | 13 | $19,091,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- peterjobrien.com
- Facebook @Peter-J-OBrien-Investment-Advisor-205394433282192
- LinkedIn @mpm-financial-corporation
- LinkedIn @peter-o-brien-89a136200
- YouTube @UCbbzxvMrqwG3YVy9r2Y8SdQ

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MPM Financial Corporation (CRD 309695): Form ADV filing data as of October 2026.